Hua-Chang Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua-Chang Wu (吳樺昌), a licensed Responsible Officer with CE reference BLI964. Currently licensed at 1 firm(s): Conning Asia Pacific Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 - Dealing in securities | 2023-07-03 | present |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 - Advising on securities | 2023-07-03 | present |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 - Asset management | 2023-07-03 | present |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-05 | 2023-07-03 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-05 | 2023-07-03 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 - Asset management | 2023-06-05 | 2023-07-03 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-26 | 2020-10-15 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-26 | 2020-10-15 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 - Asset management | 2017-10-26 | 2020-10-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hua-Chang Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.