Ho Wai Wong
黃浩瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Wai Wong (黃浩瑋), CE reference BHJ814. Currently licensed at 2 firm(s): CMBC International Capital Limited, CMBC Securities Company Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-23 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-23 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-23 | present |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-19 | 2021-08-06 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-12-19 | 2021-08-06 |
| Dakin Capital Limited 德健融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-10-25 | 2019-11-30 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-09 | 2018-10-14 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-09 | 2018-10-14 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-24 | 2016-12-31 |