Oscar Ching Fan Chan

陳政勳
CE No. AJI806 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oscar Ching Fan Chan (陳政勳), a licensed Responsible Officer with CE reference AJI806. Currently licensed at 1 firm(s): China International Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 20.9 years of SFC licence history. Total licence records on file: 25.

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Licence history

FirmRoleRegulated activityFromTo
China International Securities Limited
中國國際證券有限公司
RO Type 1 - Dealing in securities 2026-01-20 present
VBG Asset Management Limited
建泉資產管理有限公司
RO Type 4 - Advising on securities 2024-12-05 2025-12-31
VBG Asset Management Limited
建泉資產管理有限公司
RO Type 9 - Asset management 2024-12-05 2025-12-31
Fargo Space Partners Limited RO Type 4 - Advising on securities 2020-06-29 2024-10-31
Fargo Space Partners Limited RO Type 9 - Asset management 2020-06-29 2024-10-31
HTF Securities Limited
瑞豐國際證券有限公司
RO Type 1 - Dealing in securities 2019-04-17 2020-03-09
HTF Securities Limited
瑞豐國際證券有限公司
RO Type 4 - Advising on securities 2019-04-17 2020-03-09
HTF Securities Limited
瑞豐國際證券有限公司
RO Type 9 - Asset management 2019-04-17 2020-03-09
Wan Lung Securities Limited
萬隆證券有限公司
RO Type 1 - Dealing in securities 2018-05-03 2019-03-06
Wan Lung Securities Limited
萬隆證券有限公司
RO Type 4 - Advising on securities 2018-05-03 2019-03-06
Wan Lung Securities Limited
萬隆證券有限公司
RO Type 9 - Asset management 2018-05-03 2019-03-06
China New Securities Limited
中新證券有限公司
RO Type 1 - Dealing in securities 2015-11-19 2018-02-10
China New Securities Limited
中新證券有限公司
RO Type 4 - Advising on securities 2015-11-19 2018-02-10
China New Securities Limited
中新證券有限公司
RO Type 9 - Asset management 2015-11-19 2018-02-10
Head & Shoulders Asset Management Limited
聯合資產管理有限公司
RO Type 9 - Asset management 2012-05-21 2015-05-01
Mage Securities Limited
明璣證券有限公司
RO Type 1 - Dealing in securities 2012-03-27 2015-05-01
Mage Securities Limited
明璣證券有限公司
RO Type 4 - Advising on securities 2012-03-27 2015-05-01
Mage Securities Limited
明璣證券有限公司
RO Type 9 - Asset management 2012-01-04 2012-05-21
Mage Securities Limited
明璣證券有限公司
Rep Type 1 - Dealing in securities 2011-11-25 2012-03-27
Mage Securities Limited
明璣證券有限公司
Rep Type 4 - Advising on securities 2011-11-25 2012-03-27
Mage Securities Limited
明璣證券有限公司
Rep Type 9 - Asset management 2011-11-25 2012-01-04
Karl Thomson Investment Consultants Limited
高信投資顧問有限公司
Rep Type 4 - Advising on securities 2011-08-31 2011-11-01
Karl-Thomson Securities Company Limited
高信證券有限公司
Rep Type 1 - Dealing in securities 2009-08-11 2011-11-01
Karl Thomson Investment Consultants Limited
高信投資顧問有限公司
Rep Type 9 - Asset management 2005-04-19 2011-11-01
Karl Thomson Investment Consultants Limited
高信投資顧問有限公司
Rep Type 4 - Advising on securities 2004-03-03 2010-07-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Oscar Ching Fan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sheung Yuk Chiu Karl Thomson Investment Consultants Limited 2004–2011
Yuen Ting Kwok Karl Thomson Investment Consultants Limited 2004–2011
Wai Leung Lam Karl Thomson Investment Consultants Limited 2004–2011
Kin So Karl Thomson Investment Consultants Limited 2004–2011
Yin Bing Chan Karl Thomson Investment Consultants Limited 2004–2011
Kwok Lun Nam Karl Thomson Investment Consultants Limited 2004–2011
Pui Kin Fung Karl Thomson Investment Consultants Limited 2004–2011
Chi Hang Ng Karl Thomson Investment Consultants Limited 2004–2011
Nuen Wa Cheung Karl Thomson Investment Consultants Limited 2006–2011
Gang Dong Mage Securities Limited 2011–2015
Wai Sang Chan Mage Securities Limited 2011–2015
Yee Chow Karl Thomson Investment Consultants Limited 2004–2011
Anthony Chun Man Cheung Karl Thomson Investment Consultants Limited 2004–2009
Wing Fai Ho Karl Thomson Investment Consultants Limited 2004–2009
Darryl Si Luen Fung Karl Thomson Investment Consultants Limited 2004–2009
Yuanqing Rui Mage Securities Limited 2011–2015
Catherine Sze Ka Ho Karl Thomson Investment Consultants Limited 2006–2010
Ho Yeung Tam Fargo Space Partners Limited 2020–2023
Hon Ting Wong Karl Thomson Investment Consultants Limited 2005–2011
Wing Yiu Sung Karl Thomson Investment Consultants Limited 2007–2011

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