Oscar Ching Fan Chan
陳政勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oscar Ching Fan Chan (陳政勳), CE reference AJI806. Currently licensed at 1 firm(s): China International Securities Limited. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Securities Limited 中國國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-20 | present |
| VBG Asset Management Limited 建泉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-12-05 | 2025-12-31 |
| VBG Asset Management Limited 建泉資產管理有限公司 |
RO | Type 9 — Asset management | 2024-12-05 | 2025-12-31 |
| Fargo Space Partners Limited | RO | Type 4 — Advising on securities | 2020-06-29 | 2024-10-31 |
| Fargo Space Partners Limited | RO | Type 9 — Asset management | 2020-06-29 | 2024-10-31 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-17 | 2020-03-09 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-17 | 2020-03-09 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 9 — Asset management | 2019-04-17 | 2020-03-09 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-03 | 2019-03-06 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 4 — Advising on securities | 2018-05-03 | 2019-03-06 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 9 — Asset management | 2018-05-03 | 2019-03-06 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-19 | 2018-02-10 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 4 — Advising on securities | 2015-11-19 | 2018-02-10 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 9 — Asset management | 2015-11-19 | 2018-02-10 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
RO | Type 9 — Asset management | 2012-05-21 | 2015-05-01 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-27 | 2015-05-01 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 4 — Advising on securities | 2012-03-27 | 2015-05-01 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 9 — Asset management | 2012-01-04 | 2012-05-21 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-25 | 2012-03-27 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-25 | 2012-03-27 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 9 — Asset management | 2011-11-25 | 2012-01-04 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-31 | 2011-11-01 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-11 | 2011-11-01 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2005-04-19 | 2011-11-01 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-03 | 2010-07-21 |