Chaojun Ma
馬超俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chaojun Ma (馬超俊), a licensed Responsible Officer with CE reference AYD596. Currently licensed at 1 firm(s): Cosmos One Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cosmos One Capital Limited 宏銘資本有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-25 | present |
| Cosmos One Capital Limited 宏銘資本有限公司 |
RO | Type 4 — Advising on securities | 2025-09-25 | present |
| Cosmos One Capital Limited 宏銘資本有限公司 |
RO | Type 9 — Asset management | 2025-09-25 | present |
| Cosmos One Capital Limited 宏銘資本有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-18 | 2025-09-25 |
| Cosmos One Capital Limited 宏銘資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-18 | 2025-09-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-21 | 2025-07-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-04-21 | 2025-07-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-21 | 2025-07-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-07 | 2022-03-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-07 | 2022-03-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-07 | 2022-03-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-13 | 2018-03-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-04 | 2018-03-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-04 | 2018-03-27 |