Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Nengkai Fan
CE BTD908 - active, Candescent Capital Limited
Xiao Ting Wang
CE BUE156 - active, Candescent Capital Limited
Xin Gao
CE BKB159 - active, CITIC CFI Securities Company Limited
Wenhong Ge
CE BHO307 - active, CITIC CFI Securities Company Limited
Jingchen Tang
CE AZX116 - active, CITIC CFI Asset Management Company Limited
Feng Wang
CE AYO606 - active, CITIC CFI Asset Management Company Limited
Shaonan Bai
CE AWV318 - active, CITIC CFI Securities Company Limited
Chiu Kam Chan
CE BRJ315 - active, CITIC CFI Securities Company Limited
Yuk Sing Chan
CE BFD659 - active, CITIC CFI Securities Company Limited
Kangwei Chang
CE BWB595 - active, CITIC CFI Securities Company Limited
Yichen Gao
CE BRW624 - active, CITIC CFI Securities Company Limited
Shanshan Huang
CE BWW164 - active, CITIC CFI Securities Company Limited
Weitao Huang
CE BUV861 - active, CITIC CFI Securities Company Limited
Sze Tsun Hung
CE BOC219 - active, CITIC CFI Securities Company Limited
Yongliang Jiang
CE BMW904 - active, CITIC CFI Securities Company Limited
Chuang Li
CE BXH432 - active, CITIC CFI Securities Company Limited
Jieni Li
CE BSI172 - active, CITIC CFI Securities Company Limited
Junqiao Li
CE AXX142 - active, CITIC CFI Securities Company Limited
Xin (SFC:BRO866) Li
CE BRO866 - active, CITIC CFI Securities Company Limited
Jianwei Liu
CE BUY028 - active, CITIC CFI Securities Company Limited
Mu Liu
CE BJQ205 - active, CITIC CFI Securities Company Limited
Peng Luo
CE BEV154 - active, CITIC CFI Securities Company Limited
Ziyou Shang
CE BNS040 - active, CITIC Futures International Company Limited
Zixin Tan
CE BVF614 - active, CITIC Futures International Company Limited
Hon Sum Tang
CE BJY466 - active, CITIC CFI Securities Company Limited
Ngai Lung Wan
CE BJL610 - active, CITIC CFI Securities Company Limited
Kang Wang
CE AXX114 - active, CITIC CFI Securities Company Limited
Wei Wang
CE BXF244 - active, CITIC CFI Securities Company Limited
Jingmeng Wei
CE BPV402 - active, CITIC CFI Securities Company Limited
Yijin Wen
CE BPV421 - ceased
Ting Ting Wong
CE BSE126 - active, CITIC Futures International Company Limited
Jialian Wu
CE BVH079 - active, CITIC CFI Securities Company Limited
Xiaona Wu
CE BWV830 - active, CITIC CFI Securities Company Limited
Dan Xu
CE BJC231 - active, CITIC CFI Securities Company Limited
Ni Yong
CE BOS177 - active, CITIC CFI Securities Company Limited
Enwei Zhang
CE BTQ107 - active, CITIC CFI Securities Company Limited
Jiang Zhu
CE AXF039 - active, CITIC Futures International Company Limited
David Tse Young Chou
CE AEU433 - active, CDIB Capital International (Hong Kong) Corporation Limited
Long Shang Alex Ying
CE BLV213 - active, CDIB Capital International (Hong Kong) Corporation Limited
Junson Chan
CE BMT311 - active, CDIB Capital International (Hong Kong) Corporation Limited
Kenny Chen
CE AYA774 - ceased
Wade Wei Ta Chen
CE BWT863 - active, CDIB Capital International (Hong Kong) Corporation Limited
Gary King Bun Fung
CE AWK826 - active, CDIB Capital International (Hong Kong) Corporation Limited
Yang Hu
CE BJX571 - active, CDIB Capital International (Hong Kong) Corporation Limited
Catherine Shih-Chiao Huang
CE BSL946 - active, CDIB Capital International (Hong Kong) Corporation Limited
Sheng Chieh Huang
CE BPM412 - active, CDIB Capital International (Hong Kong) Corporation Limited
Mao Nan Peng
CE BXM821 - active, CDIB Capital International (Hong Kong) Corporation Limited
Yuan-Li Su
CE BXA115 - active, CDIB Capital International (Hong Kong) Corporation Limited
Lok Sum Joyce Tsang
CE BWD296 - active, CDIB Capital International (Hong Kong) Corporation Limited
Yiu Tak Wan
CE BUG092 - active, CDIB Capital International (Hong Kong) Corporation Limited
Hong Ming Wong
CE BUB179 - active, CDIB Capital International (Hong Kong) Corporation Limited
Joseph Poeyon Yang
CE BOA328 - active, CDIB Capital International (Hong Kong) Corporation Limited
Janine Junyuan Feng
CE ASY200 - active, Carlyle Asia Limited
John Johng Yun Kim
CE ACP274 - active, Carlyle Asia Limited
Xiang Dong Yang
CE ACO178 - active, Carlyle Asia Limited
Gregory Michael Zeluck
CE ACW572 - active, Carlyle Asia Limited
Liwei Fan
CE AUS995 - active, Carlyle Asia Limited
Shang-Chen Lin
CE BRW481 - active, Carlyle Asia Limited
Qixian Wang
CE BTA228 - active, Carlyle Asia Limited
Ling Yang
CE BRX752 - active, Carlyle Asia Limited
Guanglei Li
CE BSF635 - active, CPPIB AE Investments Asia Limited
Agus Tandiono
CE ADB362 - active, CPPIB AE Investments Asia Limited
Sef Yuan Chin
CE BIN543 - active, CPPIB AE Investments Asia Limited
Yuya Hashinaga
CE BSF916 - active, CPPIB AE Investments Asia Limited
Jingwen Kang
CE BGY853 - active, CPPIB AE Investments Asia Limited
Kazuhiko Mizuno
CE BVW968 - active, CPPIB AE Investments Asia Limited
Keisuke Nakazawa
CE BNO285 - active, CPPIB AE Investments Asia Limited
Heeyoung Park
CE BMU802 - active, CPPIB AE Investments Asia Limited
Hidenori Yui
CE BOI445 - active, CPPIB AE Investments Asia Limited
Aaron Shea Costello
CE BRV865 - active, Cambridge Associates Hong Kong Private Limited
Edwina Mei Ling Ho
CE AEK540 - ceased
Liang Zhang
CE BTZ257 - active, Cambridge Associates Hong Kong Private Limited
Hui Ting Felicia Choo
CE BXB654 - active, Cambridge Associates Hong Kong Private Limited
Devyani Daga
CE BSX196 - active, Cambridge Associates Hong Kong Private Limited
Xin Ying Kong
CE BTY046 - active, Cambridge Associates Hong Kong Private Limited
Chang Li
CE BTA092 - active, Cambridge Associates Hong Kong Private Limited
Raj Jaidev Navin
CE BTV925 - active, Cambridge Associates Hong Kong Private Limited
Prabhat Ojha
CE AFT541 - active, Cambridge Associates Hong Kong Private Limited
Audrey Ruth Chiung Ying The
CE BSM548 - active, Cambridge Associates Hong Kong Private Limited
Ming Jiao Yan
CE BUQ225 - active, Cambridge Associates Hong Kong Private Limited
Xinyu Luo
CE BXF291 - active, CVG Capital Co, Limited
Deng Pan
CE BXM273 - active, CVG Capital Co, Limited
Jie Xiong
CE BVC081 - active, CVG Capital Co, Limited
Yuan Zhou
CE BUQ282 - active, CVG Capital Co, Limited
Mingzhu Gong
CE BXF469 - ceased
Zilan Hu
CE BWK446 - active, CVG Capital Co, Limited
Tianyan Xiao
CE BWA609 - active, CVG Capital Co, Limited
Han Yang
CE BXP634 - active, CVG Capital Co, Limited
Wah Yeung Chong
CE AJH301 - active, Chocolate Finance HK Limited
Timothy Oliver Chatterley Jones
CE BRX901 - active, Chocolate Finance HK Limited
Benjamin Kim Chong Tan
CE BWT292 - active, Chocolate Finance HK Limited
Sassuan Lee
CE BSV489 - active, CSpro (Hong Kong) Limited
Qi Li
CE AGM782 - active, Chenghe Capital Management Limited
Choon Hong Tee
CE ACA867 - active, Chenghe Capital Management Limited
Yingbo Chen
CE BEZ752 - active, CG Asset Management Limited
Bin Qiao
CE BCC148 - active, CG Asset Management Limited
Yingyingjian Wu
CE BIE144 - active, CG Asset Management Limited
Danny Tsz Kit Lai
CE BEW346 - active, CG Asset Management Limited
Don Lap Hung Kan
CE AJI408 - active, CANTON MUTUAL FINANCIAL LIMITED
Cheuk Ming Lam
CE BCU804 - active, CANTON MUTUAL FINANCIAL LIMITED
Jie Yang
CE ARS746 - active, CANTON MUTUAL FINANCIAL LIMITED
Jingwei Cao
CE BUY969 - active, CANTON MUTUAL FINANCIAL LIMITED
Xintao Luo
CE BNY250 - active, CANTON MUTUAL FINANCIAL LIMITED
Zhaoming Peng
CE BXF086 - active, CANTON MUTUAL FINANCIAL LIMITED
Jiachao Tian
CE BUT923 - active, CANTON MUTUAL FINANCIAL LIMITED
Hui Fang
CE BTV102 - active, Clearstream Fund Centre (Hong Kong) Limited
Xue Yu Michelle Goh
CE BSX373 - active, Clearstream Fund Centre (Hong Kong) Limited
Stanley Siu-Cheong Poon
CE BSX370 - active, Clearstream Fund Centre (Hong Kong) Limited
Ho Lap Wong
CE BNB198 - active, Clearstream Fund Centre (Hong Kong) Limited
Yin Kwan Emily Chan
CE BUA351 - active, Clearstream Fund Centre (Hong Kong) Limited
Jian Ya Siow
CE BXE613 - active, Clearstream Fund Centre (Hong Kong) Limited
Kei Yan Tim Wong
CE BKD110 - active, Clearstream Fund Centre (Hong Kong) Limited
Akira Kuroki
CE BLR875 - active, Centuriam Limited
Candice Pan
CE ALU600 - active, Centuriam Limited
Teruki Hanashiro
CE BWI312 - ceased
Jue Gao
CE BSG748 - active, C Capital Investment Management Limited
Pui Yee Lee
CE BJZ506 - active, C Capital Investment Management Limited
Yin Pan Cheng
CE AVL547 - active, C Capital Investment Management Limited
Tin Pui Timothy Chiang
CE BQN695 - active, C Capital Investment Management Limited
Lingxiao Feng
CE BVI131 - active, C Capital Investment Management Limited
Zhen Li
CE BVH708 - active, C Capital Investment Management Limited
Zhenyin Li
CE ATN366 - active, C Capital Investment Management Limited
Yutong Liu
CE BVV172 - active, C Capital Investment Management Limited
Marselle Ma
CE BXA378 - active, C Capital Investment Management Limited
Enrico Andrea Mattoli
CE ASD757 - active, C Capital Investment Management Limited
Su Qiu
CE BWH422 - active, C Capital Investment Management Limited
Xiaozhu Ren
CE BXJ279 - active, C Capital Investment Management Limited
Billy Chung Wai Cheung
CE AGT978 - active, China Harbour International Securities Limited
Shuqi Gao
CE BDQ208 - active, China Harbour International Securities Limited
Andrew Shu Yan Lee
CE AFP239 - active, China Harbour International Securities Limited
Frankie Man Sing Yan
CE AGF408 - active, China Harbour International Securities Limited
Hongbo Zhou
CE BMK921 - active, China Harbour International Securities Limited
Yunfan Du
CE AVS847 - active, China Harbour International Capital Limited
Hin Kui Fung
CE BVO092 - active, China Harbour International Securities Limited
Patricia Ann Goodstadt
CE AVI453 - active, China Harbour International Securities Limited
Yiru Jiang
CE BPB606 - active, China Harbour International Securities Limited
Zhen Lin
CE BEW966 - active, China Harbour International Securities Limited
Jiayi Pei
CE BVZ305 - active, China Harbour International Securities Limited
Tianhe Wang
CE BVU017 - active, China Harbour International Securities Limited
Guoshuai Xu
CE BVU009 - active, China Harbour International Securities Limited
Ting Yu Lam
CE AGK850 - active, Solomon JFZ (Asia) Holdings Limited
Ming Li
CE BQW734 - active, Central International Securities Limited
Wentao Chang
CE BVZ280 - active, Central International Securities Limited
Wei (SFC:BWH314) Zhang
CE BWH314 - active, Central International Securities Limited
Jian Guo
CE ALZ464 - ceased
Dun Li
CE BUO883 - active, China Great Bay Area Fund Management Co., Limited
Rouling Cai
CE BXA992 - active, China Great Bay Area Fund Management Co., Limited
Yue Li
CE AYR073 - active, China Great Bay Area Fund Management Co., Limited
Ruguo Wang
CE BPM686 - active, China Great Bay Area Fund Management Co., Limited
Qintian Wei
CE BVU297 - active, China Great Bay Area Fund Management Co., Limited
Fang Xu
CE BWZ024 - active, China Great Bay Area Fund Management Co., Limited
Yuen Tung Chow
CE AEZ042 - active, Canadas Assets Management Limited
Xuan Huang
CE BUQ790 - active, Canadas Assets Management Limited
Peter Yun Kai Kwong
CE BHB485 - active, Canadas Assets Management Limited
Yun Sum Yip
CE APC629 - active, Canadas Assets Management Limited
Fang Chen
CE BVW534 - active, Canadas Assets Management Limited
Kwok Ping Yip
CE BOI023 - active, Cushman & Wakefield Capital Advisory Limited
Zhi Liu
CE BVK498 - active, Cushman & Wakefield Capital Advisory Limited
Zhiyuan Lin
CE BVD688 - active, Centaur Securities Limited
Junjie Zhao
CE BVD686 - active, Centaur Securities Limited
Xiaoying Bai
CE BXF115 - active, Centaur Securities Limited
Zeyu Lu
CE BVL124 - active, China Venture Fortune Securities Limited
Ka Lung Yip
CE ADZ376 - active, China Venture Fortune Securities Limited
Linlin Cui
CE BVS548 - active, China Venture Fortune Securities Limited
Song Chen
CE BIE866 - active, Credere Capital Limited
Wai Kit Cheung
CE AFG763 - active, Credere Capital Limited
Ivy Kar Wai Fung
CE ACC058 - active, Cedarmont Partners Limited
Clio Wan Yue Lim
CE ANQ280 - active, Cedarmont Partners Limited
Chloe Victorine Jacqueline Lavedrine
CE BWK432 - active, Centerbridge Partners Asia Limited
Jae Yong Park
CE BNW924 - active, Centerbridge Partners Asia Limited
Chun King Chan
CE AGQ451 - active, Country Capital Asia Limited
Tat Kwong Leung
CE ASD138 - active, Country Capital Asia Limited
Shan Shu
CE ATY750 - active, Country Capital Asia Limited
Sui Sing Chun
CE AAB678 - active, DL Brokerage Limited
Jor Hung Lee
CE AAB831 - active, DL Brokerage Limited
Ty Gai Richard Lee
CE BRD858 - active, DL Brokerage Limited
Ada Aquarius Siu Chi Cheng
CE ABT696 - active, DL Brokerage Limited
Ranee Lin Wai Chow
CE AAK762 - active, DL Brokerage Limited
Mui Fong Ho
CE AAB690 - active, DL Brokerage Limited
Kam Ling Kan
CE ABF478 - active, DL Brokerage Limited
Kai Huen Lai
CE AAB757 - active, DL Brokerage Limited
Lee Chu Lee
CE AAB774 - active, DL Brokerage Limited
Chun Cheong Leung
CE AAA395 - active, DL Brokerage Limited
Po Sheung Leung
CE AAA188 - active, DL Brokerage Limited
Cisco Shiu Hung Li
CE AAD356 - active, DL Brokerage Limited
Fook Yau Ng
CE AAB811 - active, DL Brokerage Limited
Andrew Sundjaja
CE AVM433 - active, DL Brokerage Limited
Simon Lap Keung Wong
CE AFE797 - active, DL Brokerage Limited
Sanna Wai Yee Yeung
CE ABH895 - active, DL Brokerage Limited
Ho Wang Cedric Ip
CE BSD414 - active, D.J. Securities Limited
David Wai Loh
CE ACC359 - active, D.J. Securities Limited
Cliff Wai Kin Chan
CE ADZ606 - active, Dah Sing Securities Limited
Yu Chung Cheng
CE AQH466 - active, Dah Sing Securities Limited
Phoebe Mei Chun Wong
CE APL313 - active, Dah Sing Securities Limited
Ho Tong Chan
CE AZW953 - active, Dah Sing Securities Limited
Shun Sang Lam
CE ARG153 - active, Dah Sing Securities Limited
Kui Wa Li
CE BNJ023 - active, Dah Sing Securities Limited
Alex Wing Chuen Tang
CE APG509 - active, Dah Sing Securities Limited
Chi Chuen Tsoi
CE AQH470 - active, Dah Sing Securities Limited
Chun Kit Wong
CE AGC614 - active, Dah Sing Securities Limited
Yuen Fai Wong
CE BTP326 - active, Dah Sing Securities Limited
Yuk Foon Tang
CE ALL305 - active, D. Yau and Company Limited
David Tak Cheung Yau
CE AAI815 - active, D. Yau and Company Limited
Miu Kuen Cheung
CE BBA639 - active, D. Yau and Company Limited
Hing Lum Choy
CE AOM705 - active, DTC Investment Management (HK) Limited
Siu Kim Li
CE AFW899 - active, DTC Investment Management (HK) Limited
Wei Liu
CE AMF146 - active, DTC Investment Management (HK) Limited
Jia Fan
CE BPG621 - active, DTC Investment Management (HK) Limited
Yang Bai
CE AQO253 - active, Da Cheng International Asset Management Company Limited
Chun Fai Lam
CE AQZ592 - active, Da Cheng International Asset Management Company Limited
Xiaogang Tan
CE BIM634 - active, Da Cheng International Asset Management Company Limited
Jian Xiao
CE BMJ775 - active, Da Cheng International Asset Management Company Limited
Lixian Yan
CE BAO697 - active, Da Cheng International Asset Management Company Limited
Kwun San Chan
CE BOO702 - active, Da Cheng International Asset Management Company Limited
Feilong He
CE BNB559 - active, Da Cheng International Asset Management Company Limited
Kaijie Jiang
CE BVG974 - active, Da Cheng International Asset Management Company Limited
Sitan Li
CE BUA488 - active, Da Cheng International Asset Management Company Limited
Xiaokui Ma
CE BLL873 - active, Da Cheng International Asset Management Company Limited
Dimitris Konstantinos Orfanidis
CE BSS382 - active, Da Cheng International Asset Management Company Limited
Tsz Chun Poon
CE ARW282 - active, Da Cheng International Asset Management Company Limited
Jiangeng Xu
CE BQV493 - active, Da Cheng International Asset Management Company Limited
Zhuoya Xu
CE BWK006 - active, Da Cheng International Asset Management Company Limited
Bowen Yang
CE BIN706 - active, Da Cheng International Asset Management Company Limited
Ziyang Yao
CE BVK842 - active, Da Cheng International Asset Management Company Limited
Bin Zhang
CE BFR261 - active, Da Cheng International Asset Management Company Limited
Shusheng Zhang
CE BGA450 - active, Da Cheng International Asset Management Company Limited
Xi Zhang
CE BQX814 - active, Da Cheng International Asset Management Company Limited
Man Ho Choi
CE ANU921 - active, De Riva Asia Limited
Patrick Wai Yip Fung
CE AOW903 - ceased
Lambert Ming Yeung Lau
CE AGP157 - active, De Riva Asia Limited
Dick Tik Man Lee
CE AFM918 - ceased
Yu Fai Ng
CE AMJ712 - active, De Riva Asia Limited
Eve Alice Haddad
CE BPC749 - active, De Riva Asia Limited
Tsz Chun Ho
CE BMX819 - active, De Riva Asia Limited
Chak On Lai
CE ACF328 - active, De Riva Asia Limited
Ka Hei Lee
CE BKQ236 - active, De Riva Asia Limited
Pak San Jonathan Lee
CE AWI077 - active, De Riva Asia Limited
Ying Mary Tam
CE BBL208 - active, De Riva Asia Limited
Jacob Yiu Tong Wong
CE AQD638 - active, DLJ Real Estate Capital Partners (HK), Limited
Ngai Pan Wu
CE AWO869 - active, DLJ Real Estate Capital Partners (HK), Limited
John Sebastian Lindfors
CE AYV627 - active, DST Investment Management Limited
Thomas Stafford
CE AYV669 - active, DST Investment Management Limited
Zhexu (SFC:BOG046) Chen
CE BOG046 - active, DST Investment Management Limited
Saurabh Gupta
CE AYV665 - active, DST Investment Management Limited
Keun Ho Park
CE BBQ043 - active, DST Investment Management Limited
Lin Ling Chiu
CE AXK210 - active, Direxion Asia Limited
Cheung Ching Lam
CE AEJ389 - active, Direxion Asia Limited
Tony Chi-Ping Ng
CE BNY249 - active, Direxion Asia Limited
Heejung Kim
CE BOS906 - active, Direxion Asia Limited
Pui Ying Chan
CE APM150 - active, Dignari Capital Partners (HK) Limited