Biao Wen
溫彪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Biao Wen (溫彪), CE reference BUZ213. Currently licensed at 1 firm(s): China Orient International Asset Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-10 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-10 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-12-10 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-22 | 2024-08-30 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-22 | 2024-08-30 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-07-22 | 2024-08-30 |