Kit Sum Lee
李潔心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Sum Lee (李潔心), a licensed former licensee with CE reference ALN682. This person has 18.6 years of SFC licence history. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wise & Rise Capital Limited 益勝資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-06-22 | 2026-10-10 |
| Wise & Rise Capital Limited 益勝資產管理有限公司 |
RO | Type 9 - Asset management | 2026-06-22 | 2026-10-10 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 4 - Advising on securities | 2025-05-09 | 2026-06-15 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 9 - Asset management | 2025-05-09 | 2026-06-15 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-18 | 2022-04-20 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 4 - Advising on securities | 2017-05-18 | 2022-04-20 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-29 | 2017-05-18 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-29 | 2017-05-18 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-06 | 2014-04-13 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-01-06 | 2014-04-13 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-14 | 2010-11-26 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-14 | 2010-11-26 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-12-14 | 2010-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kit Sum Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.