Dee Si Yeuk Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dee Si Yeuk Ng (吳思若), a licensed Representative with CE reference AZO339. Currently licensed at 1 firm(s): Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-10-11 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-10-11 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-10-11 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-29 | 2013-04-30 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-29 | 2013-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dee Si Yeuk Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.