Dee Si Yeuk Ng
吳思若
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dee Si Yeuk Ng (吳思若), CE reference AZO339. Currently licensed at 1 firm(s): Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2021-10-11 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2021-10-11 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2021-10-11 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-29 | 2013-04-30 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-29 | 2013-04-30 |