Yan Sun
孫岩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Sun (孫岩), CE reference BIC310. Currently licensed at 1 firm(s): CEB International Asset Management Corporation Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-13 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-13 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-09-06 | present |
| AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-11-11 | 2023-08-14 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-02 | 2017-04-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-02 | 2017-04-20 |