Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Shabad Suresh Thadani
CE BDQ421 - active, Bain Capital (Hong Kong), Limited
Ruijia Wang
CE BRE747 - active, Bain Capital (Hong Kong), Limited
Qianru Xu
CE AXR267 - active, Bain Capital (Hong Kong), Limited
Ho Fung Li
CE AZS874 - active, BLVSIN Capital Limited
Chun Hing Lai
CE AVM461 - active, BS Securities Limited
Udy Yuen Fun Lee
CE BGM566 - active, BS Securities Limited
Bai Cao Chen
CE AUZ662 - active, Booming Asset Management Limited
Ke Liu
CE BEZ142 - active, Booming Asset Management Limited
Yan Liu
CE BAC176 - active, Booming Asset Management Limited
James Robert Kirkpatrick Clarke
CE BWK360 - active, Blue Owl Capital HK Limited
Michael William Dale
CE BWN728 - active, Blue Owl Capital HK Limited
Sang Yup Lee
CE AFB348 - active, Blue Owl Capital HK Limited
Johann Peter Santer
CE AON268 - active, Blue Owl Capital HK Limited
Christy Wai Nga Chan
CE AQG586 - active, Blue Owl Capital HK Limited
Tzu-An Cheng
CE BSF689 - active, MA Asset Management (Hong Kong) Limited
Kwan Ho Choi
CE BPL894 - active, Blue Owl Capital HK Limited
Dongbeom Choo
CE BQB533 - active, Blue Owl Capital HK Limited
Suwon Jang
CE BSF690 - active, Blue Owl Capital HK Limited
Jeong Yoon Kim
CE BHJ637 - active, Blue Owl Capital HK Limited
Man Lung Andy Kwong
CE BSR329 - active, Blue Owl Capital HK Limited
Jun Hee Lee
CE BNJ188 - active, Blue Owl Capital HK Limited
Yin Ting Martin Li
CE BNP406 - active, Blue Owl Capital HK Limited
Qianwen Mei
CE BAH855 - active, Blue Owl Capital HK Limited
Hoi Lam Ng
CE APV909 - active, Blue Owl Capital HK Limited
Kin Wo Tam
CE AYZ048 - active, Blue Owl Capital HK Limited
Chi Lok Tsang
CE BOT503 - active, Blue Owl Capital HK Limited
Christopher Shen
CE BML446 - active, BridgeWood Alternatives Limited
Robert Michael Wood
CE AVS462 - active, BridgeWood Alternatives Limited
Devan Sze Wan Chau
CE AMH270 - active, BridgeWood Alternatives Limited
Nigel Thomas Nixon
CE BUH554 - active, BridgeWood Alternatives Limited
Stephen Songhai Du
CE BHU114 - active, Bowlea Securities Limited
Denny King Wai Wang
CE ABP813 - active, Bowlea Securities Limited
Yue Jin
CE BOT280 - active, Bowlea Securities Limited
Wenya Liu
CE BXF758 - ceased
Chiu Sze Chan
CE BRT464 - active, Blue Box Securities Limited
Chien-Hua Chen
CE ARJ090 - active, Blue Box Securities Limited
Ka Chun Lau
CE AMM078 - active, Blue Box Securities Limited
Ping Li
CE BTY385 - active, Blue Ribbon Capital Limited
Kai Ho Ma
CE BTY382 - active, Blue Ribbon Capital Limited
Jin Shi
CE BTY384 - active, Blue Ribbon Capital Limited
Yi-Shan Huang
CE ATQ957 - active, BentallGreenOak Investment Advisers Limited
Zachary Robert Gage McAfee
CE BUC633 - active, BentallGreenOak Investment Advisers Limited
Wai Ming Henry Chan
CE BXN376 - active, BentallGreenOak Investment Advisers Limited
Chi Tuan Ong
CE AZJ326 - active, BentallGreenOak Investment Advisers Limited
Kasey Kwan Chak Wong
CE BXN373 - active, BentallGreenOak Investment Advisers Limited
Wenda Xu
CE BWV688 - active, BentallGreenOak Investment Advisers Limited
Zixi Zhu
CE BWV604 - active, BentallGreenOak Investment Advisers Limited
Hanxiang Zhuang
CE BIS015 - active, BentallGreenOak Investment Advisers Limited
Gareth Handel Evans
CE AMK322 - active, Bowman and Fitzhugh Capital Limited
Andrew Keith MacIntosh
CE AQI388 - active, Bowman and Fitzhugh Capital Limited
Frederik Emil Christensen
CE BWA900 - active, Bowman and Fitzhugh Capital Limited
Victoria Margaret Nahathai Hill
CE AOT983 - ceased
Fabiano Hugues Joseph Mascolo
CE ANE267 - ceased
Mark Trevor Prior
CE BXA102 - ceased
Michael Ted Ho Lau
CE BDI844 - active, Bullish HK Operations Limited
Robert James Quinlivan
CE BNW164 - ceased
Joel Chin Hang Chow
CE ALA520 - active, BlackWing Asset Management Co., Limited
Chia Yin Tong
CE BPJ750 - active, BlackWing Asset Management Co., Limited
Ho Sing Chow
CE BBS501 - active, Bright Moon Capital Limited
Ziqi Jiang
CE BHX700 - active, Bright Moon Capital Limited
Chun Sing Lau
CE ANQ367 - active, Bright Moon Securities Limited
Shu Sing Wong
CE APD420 - active, Bright Moon Capital Limited
Jingjing Zhen
CE AXH989 - active, Bright Moon Securities Limited
Ka Sing Tso
CE AUR286 - active, Bright Moon Securities Limited
Mark Henry Brugner
CE ASM384 - active, Bayforest Technologies Hong Kong Limited
Theodoros Tsagaris
CE BVU293 - active, Bayforest Technologies Hong Kong Limited
Vincent Wing Shing Chow
CE AAB310 - active, Chow Sang Sang Securities Limited
Winston Wun Sing Chow
CE AAB002 - active, Chow Sang Sang Securities Limited
Wai Fat Cheung
CE AEV951 - active, Corporate Brokers Limited
Ka Ming Choi
CE AYC999 - active, Corporate Commodities Limited
Vincent Chun Kit Luk
CE AJM309 - active, Corporate Brokers Limited
Siu Yeung Pun
CE ACV278 - active, Corporate Brokers Limited
Wai Cheong Tam
CE AGC722 - active, Corporate Brokers Limited
Sandra Tsui Yu Chan
CE AFS588 - active, Corporate Brokers Limited
Wing Fai Chan
CE AAC800 - active, Corporate Brokers Limited
Ying Kit Chan
CE ACQ149 - active, Corporate Brokers Limited
Kwok Chi Chau
CE AEM788 - active, Corporate Brokers Limited
Lai Chu Cheng
CE AFQ285 - active, Corporate Brokers Limited
Fung Cheung Cheung
CE ACP534 - active, Corporate Brokers Limited
Suk Lan Chiu
CE ALB865 - active, Corporate Brokers Limited
Rico Kam Tin Choi
CE ACP917 - active, Corporate Brokers Limited
Shi Ming Choi
CE AEX587 - active, Corporate Brokers Limited
Louis Sui Hung Chow
CE ABS378 - active, Corporate Brokers Limited
Wei Nor Chow
CE ADV074 - active, Corporate Brokers Limited
Ka Fai Do
CE AID490 - active, Corporate Brokers Limited
Hong Nin Fok
CE AGV151 - active, Corporate Brokers Limited
Li Feng Fung
CE ADY918 - active, Corporate Commodities Limited
Kwok Kuen Ho
CE AAC802 - active, Corporate Brokers Limited
Hung To Hui
CE AQV694 - active, Corporate Brokers Limited
Yuk Lin Hung
CE ACQ524 - active, Corporate Brokers Limited
Ka Hok Kam
CE ACJ147 - active, Corporate Brokers Limited
Yongna Miu Yin Lai
CE ACH236 - active, Corporate Brokers Limited
Albert Ming Hing Lam
CE AAY364 - active, Corporate Brokers Limited
Siu Leung Lam
CE ADI451 - active, Corporate Brokers Limited
Chi Hong Lau
CE ADQ001 - active, Corporate Brokers Limited
Chun Bun Lee
CE ADV628 - active, Corporate Brokers Limited
Kit Fong Lee
CE ACO071 - active, Corporate Brokers Limited
Shing Shan Leung
CE BOF348 - active, Corporate Brokers Limited
Yuet Ming Li
CE ABP972 - active, Corporate Brokers Limited
Chun Hung Lim
CE AFU546 - active, Corporate Brokers Limited
Paul Louis Siu Ming Lui
CE AEV976 - active, Corporate Brokers Limited
Candy Yee Ying Lui
CE ABO392 - active, Corporate Brokers Limited
Chi Chiu Man
CE ABP796 - active, Corporate Brokers Limited
Yau Kan Man
CE ABO232 - active, Corporate Brokers Limited
Shiu Ki Ng
CE AAC791 - active, Corporate Brokers Limited
Kwok Wai So
CE AFQ716 - active, Corporate Brokers Limited
Kwai Ho Tang
CE AAN826 - active, Corporate Brokers Limited
Joan Nei Chuen Tung
CE AAB275 - active, Corporate Brokers Limited
Ching Shui Wong
CE AEM346 - active, Corporate Brokers Limited
Kam Lung Wong
CE AGE111 - active, Corporate Brokers Limited
Chun Kit Yu
CE AFF091 - active, Corporate Brokers Limited
Joseph Shin Gay Yu
CE AAD451 - active, Corporate Brokers Limited
Ka Ho Yu
CE AQO196 - active, Corporate Brokers Limited
Kin Wai Yuen
CE AEA365 - active, Corporate Brokers Limited
Manuel Man Yee Yuen
CE ALK163 - active, Corporate Brokers Limited
Zhiwei Zheng
CE BIJ651 - active, Corporate Brokers Limited
Jun Jiang
CE BUF893 - active, CS Wealth Securities Limited
Lap Chi Leung
CE AEK107 - active, CS Wealth Securities Limited
Anson Kwun Po Yu
CE APJ172 - active, CS Wealth Securities Limited
Xuan Cai
CE BUN828 - active, CS Wealth Securities Limited
Shui Yuen Chan
CE BHO815 - active, CS Wealth Securities Limited
Ching Man Sha
CE BRY996 - active, CS Wealth Securities Limited
Yu Wang
CE AQO385 - active, CS Wealth Securities Limited
Ka Po Yuen
CE BLZ833 - active, CS Wealth Securities Limited
Chung Tin Choi
CE ALQ216 - active, Chelsea Securities Limited
Peng Lin
CE ACP158 - active, Chelsea Securities Limited
Kwok Yung Chu
CE AAV978 - active, Celetio Investments Limited
Wai Sing Chu
CE ALA808 - active, Celetio Investments Limited
Kai Hung Yu
CE AAB084 - active, Celetio Investments Limited
Kitty Chun Yung Chan
CE ADC293 - active, Celetio Investments Limited
Angel Yuen Chun Chan
CE AEH686 - active, Celetio Investments Limited
Ching Yee Chu
CE BTR967 - active, Celetio Investments Limited
Elli Man Heung Chu
CE AAB088 - active, Celetio Investments Limited
Wai Yee Chui
CE AAB093 - active, Celetio Investments Limited
Chun Chu Hui
CE AED855 - active, Celetio Investments Limited
Hau Ling Ip
CE AAC789 - active, Celetio Investments Limited
King Shan Ng
CE BON528 - active, Celetio Investments Limited
Hing Keung Wong
CE AAV996 - active, Celetio Investments Limited
Kam Yi Wu
CE ABP798 - active, Celetio Investments Limited
Belinda Yick Yee Ng
CE ADS024 - active, China Pacific Securities Limited
Wai Hung Chan
CE AHT430 - active, Central China International Capital Limited
Monica Yin Man Cheung
CE AVN236 - active, Central China International Capital Limited
Elain Cheuk Ling Wong
CE AFT304 - active, Central China International Securities Co., Limited
Qiusheng Hu
CE BRE134 - active, Central China International Capital Limited
Jinchen Niu
CE BWR111 - active, Central China International Capital Limited
Xi Yu
CE BLF174 - ceased
Kevin Koon Yu Chiu
CE ADT963 - active, Chee Tak Securities Limited
Hong Kan Leung
CE AZM887 - active, China Renaissance Securities (Hong Kong) Limited
Zhenyu Zhu
CE AQW435 - active, CR Wealth and Asset Management Limited
Ivan Kin Cheung
CE ARE366 - active, China Renaissance Broking Services (Hong Kong) Limited
Wai Hung Tang
CE BQU245 - active, China Renaissance Broking Services (Hong Kong) Limited
Baldwin Kiu Sang Lee
CE AAZ328 - active, Centurion Corporate Finance Limited
Sheila Sae Shee
CE ALV355 - active, Centurion Corporate Finance Limited
Toby Yuen Ching Chan
CE AMH725 - active, Capital International, Inc.
Leo Keen Loong Hee
CE ALN801 - active, Capital International, Inc.
Winnie Wing Han Kwan
CE ACJ489 - active, Capital International, Inc.
Leigh William Nippress
CE BQC292 - ceased
Steven Thomas Watson
CE AFA783 - active, Capital International, Inc.
Andrew Francis Budden
CE BBJ193 - active, Capital International, Inc.
Flavio Carpenzano
CE BTT281 - active, Capital International, Inc.
Arthur Stephane Christopher Cornwall Caye
CE BUO067 - active, Capital International, Inc.
Henry Chan
CE AMI312 - active, Capital International, Inc.
Lip Kin Chan
CE AFG656 - active, Capital International, Inc.
James Vincent Cheng
CE AIC014 - active, Capital International, Inc.
Pui Mei Heidi Cheung
CE BRQ411 - active, Capital International, Inc.
Jeremy James Warren Cunningham
CE AQS229 - active, Capital International, Inc.
Carolyn K Mark Ellis
CE ADQ080 - active, Capital International, Inc.
Mei Ling Fok
CE ADT328 - active, Capital International, Inc.
Keiyo Hanamura
CE BOR365 - active, Capital International, Inc.
Tsun Kun Benjamin Ho
CE BFX828 - active, Capital International, Inc.
Celia Huey
CE AHC691 - active, Capital International, Inc.
Kwun Sing Hui
CE BND854 - active, Capital International, Inc.
Suk Hwan Hwang
CE ASI289 - active, Capital International, Inc.
Yun Hee Jang
CE BTM067 - active, Capital International, Inc.
Benno Klingenberg-Timm
CE BGD845 - active, Capital International, Inc.
Harold Ho Choi la
CE AKO784 - active, Capital International, Inc.
Fung Ling Lam
CE AUC354 - active, Capital International, Inc.
Lok Ming Lee
CE BBP703 - active, Capital International, Inc.
Langsi Lin
CE BOZ971 - active, Capital International, Inc.
Matthew Louis Miller
CE BNY967 - active, Capital International, Inc.
Devvrat Mohta
CE BOL777 - active, Capital International, Inc.
Soyoung Nam
CE AWO639 - active, Capital International, Inc.
Chloe Tsz Ting Nguy
CE BFZ071 - active, Capital International, Inc.
Philip Colbert Lim Nocom
CE ANH048 - active, Capital International, Inc.
Yoonjin Park
CE BQG961 - active, Capital International, Inc.
Piyada Phanaphat
CE ARE997 - active, Capital International, Inc.
Harry Albertson Phinney
CE BTK621 - active, Capital International, Inc.
David Trevellyan Polak
CE BOB979 - active, Capital International, Inc.
Matthew Michael Reynolds
CE BPB852 - active, Capital International, Inc.
Jeik Sohn
CE BBZ008 - active, Capital International, Inc.
Timur Tzu Lung Sugito
CE BCE461 - active, Capital International, Inc.
Lian Sun
CE BOF968 - ceased
Heidi Catherine Sutton Newton
CE AQA882 - active, Capital International, Inc.
Xiaosu Tian
CE BIF037 - active, Capital International, Inc.
Terence Houl-Yran Tsai
CE AOO483 - active, Capital International, Inc.
Tianyu Wang
CE BDP115 - active, Capital International, Inc.
Robert Andrew Watt
CE ABX771 - active, Capital International, Inc.
Wang Xiang
CE BEI586 - active, Capital International, Inc.
Luyan Xu
CE AOO806 - active, Capital International, Inc.
Zijian Yang
CE BHF423 - active, Capital International, Inc.
Mengling Yao
CE BTN353 - active, Capital International, Inc.
William Norhan Yu
CE BOU470 - active, Capital International, Inc.
Jason Yang Zhang
CE ASD914 - active, Capital International, Inc.
Wai Ching Chan
CE ALS556 - active, China Angel Fund Management (HK) Company Limited
Portia Kit Ching Liu
CE AEZ711 - active, China Sky Securities Limited
Man Ho Yuen
CE BAK282 - active, China Sky Securities Limited
Shiyang Fan
CE BWC213 - active, China Sky Securities Limited
Wan Hin Fu
CE ASG129 - active, China Sky Securities Limited
Xiaorong Huang
CE BXF584 - active, China Sky Securities Limited
Hongli Lin
CE BXH140 - active, China Sky Securities Limited
Kar Man See
CE ABB307 - active, China Sky Securities Limited
Zhijun Sun
CE BXI928 - active, China Sky Securities Limited
Qing Yang
CE BWZ856 - active, China Sky Securities Limited
Haitao Yuan
CE BWN809 - active, China Angel Fund Management (HK) Company Limited
Jian Zhao
CE BWT797 - active, China Sky Securities Limited
Jie Zhu
CE BXN263 - active, China Sky Securities Limited
Winfred Kin Tak Ho
CE AAA547 - active, Carrier Stock Investment Company Limited
Ting Sik Ho
CE AAA538 - active, Carrier Stock Investment Company Limited
Kwok Jui Chan
CE ABB481 - active, Carrier Stock Investment Company Limited
King Chun Cheung
CE ABW971 - active, Carrier Stock Investment Company Limited
Patty Po King Ho
CE ABT808 - active, Carrier Stock Investment Company Limited
David Wai Kit Tse
CE ABA367 - active, Carrier Stock Investment Company Limited
Ka Ho Fu
CE AOT860 - active, China Hong Kong Capital Asset Management Company Limited
Che Kin Billy Albert Kan
CE ACL861 - active, China Hong Kong Capital Asset Management Company Limited
Xue Liang Chen
CE BBW890 - active, Comgest Far East Limited
Lili Kang
CE AON877 - active, Comgest Far East Limited
Baijing Yu
CE AUL598 - active, Comgest Far East Limited
Siqi Yang
CE BJN135 - active, Comgest Far East Limited
Shu Feng
CE BOO677 - active, CITIC CLSA Capital Partners HK Limited
Baifeng Hu
CE BOO676 - active, CITIC CLSA Capital Partners HK Limited
Wei Jia
CE BOT047 - active, CITIC CLSA Capital Partners HK Limited
Chen Shen
CE BSJ308 - active, CITIC CLSA Capital Partners HK Limited
Rui Wang
CE BRC008 - active, CITIC CLSA Capital Partners HK Limited
Linglin Chen
CE BSY488 - active, CITIC CLSA Capital Partners HK Limited
Zhenyin Chen
CE BXH091 - active, CITIC CLSA Capital Partners HK Limited
Zhexu Chen
CE BNO686 - active, CITIC CLSA Capital Partners HK Limited
Yiu Lun Cheung
CE BTK352 - active, CITIC CLSA Capital Partners HK Limited
Yibin Fang
CE BRE524 - active, CITIC CLSA Capital Partners HK Limited
Feng Hai
CE BPB710 - active, CITIC CLSA Capital Partners HK Limited
In Eui Hong
CE BSY394 - active, CITIC CLSA Capital Partners HK Limited
Ying Yeung Hung
CE BSB922 - active, CITIC CLSA Capital Partners HK Limited
Megumi Kiyozuka
CE BLK150 - active, CITIC CLSA Capital Partners HK Limited
Shota Kuwaki
CE BLK037 - active, CITIC CLSA Capital Partners HK Limited
Tingting Li
CE BSI937 - active, CITIC CLSA Capital Partners HK Limited
Jing Lin
CE BTK467 - active, CITIC CLSA Capital Partners HK Limited
Junqin Lin
CE BSJ309 - active, CITIC CLSA Capital Partners HK Limited
Peter Jae Sun Min
CE BLJ520 - active, CITIC CLSA Capital Partners HK Limited
Ka Lun Ng
CE BSF595 - active, CITIC CLSA Capital Partners HK Limited
Carol Lee Park
CE AGL373 - active, CITIC CLSA Capital Partners HK Limited
Gregory Park
CE AEI659 - active, CITIC CLSA Capital Partners HK Limited