Ke Tony Xu
徐可
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ke Tony Xu (徐可), CE reference ARA445. Currently licensed at 1 firm(s): Complus Asset Management Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Complus Asset Management Limited 金栢資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-17 | present |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2023-06-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-05-28 | 2023-06-15 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-28 | 2016-10-10 |