Alyce Su
粟耀瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alyce Su (粟耀瑩), a licensed former licensee with CE reference AGN848. This person has 17.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheung On Securities Limited 長安證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-13 | 2021-11-18 |
| Cheung On Securities Limited 長安證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-13 | 2026-03-19 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-09 | 2020-07-31 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-09 | 2020-07-31 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2012-03-09 | 2012-05-07 |
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-12-13 | 2012-02-24 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-11 | 2006-02-28 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-05-02 | 2004-05-11 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-05-02 | 2004-05-11 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2003-05-02 | 2004-05-11 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-28 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-28 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alyce Su during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.