David Siu Kee Ho
何紹基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Siu Kee Ho (何紹基), CE reference ACH269. Currently licensed at 1 firm(s): COS-Capital Hong Kong International Co. Limited. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| COS-Capital Hong Kong International Co. Limited |
RO | Type 1 — Dealing in securities | 2026-02-11 | present |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 4 — Advising on securities | 2026-02-11 | present |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 9 — Asset management | 2026-02-11 | present |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-12 | 2024-11-11 |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-12 | 2024-11-11 |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 9 — Asset management | 2024-04-12 | 2024-11-11 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-13 | 2023-10-13 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-13 | 2023-10-13 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 9 — Asset management | 2023-10-13 | 2023-10-13 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-13 | 2024-03-01 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 4 — Advising on securities | 2023-10-13 | 2024-03-01 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 9 — Asset management | 2023-10-13 | 2024-03-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-04 | 2023-03-22 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-04 | 2023-03-22 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-18 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-01-18 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-03 | 2018-01-18 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-03 | 2018-01-18 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-06-17 | 2021-01-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-30 | 2017-04-03 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-30 | 2017-04-03 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-07 | 2014-06-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-08 | 2014-06-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-05-13 | 2011-08-08 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2008-04-23 | 2014-02-12 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-31 | 2006-11-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-12-08 | 2006-11-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-21 | 2006-08-31 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-10-21 | 2004-12-08 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-06-24 | 2004-10-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-20 | 2004-10-06 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-02-20 | 2004-06-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-02-20 | 2004-10-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-09-08 | 2004-02-20 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-05-07 | 2003-08-07 |