Patrick Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Li (李栢祺), a licensed Responsible Officer with CE reference ALI101. Currently licensed at 1 firm(s): China Silver Bullet Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.5 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-06 | present |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
RO | Type 4 - Advising on securities | 2020-03-06 | present |
| China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 |
RO | Type 9 - Asset management | 2020-03-06 | present |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-12 | 2020-02-18 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-01-12 | 2020-02-18 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 9 - Asset management | 2017-01-12 | 2020-02-18 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-17 | 2017-01-12 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-17 | 2017-01-12 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-11-17 | 2017-01-12 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-12 | 2014-10-03 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-12 | 2014-10-03 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-03-12 | 2014-10-03 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2012-03-20 | 2014-02-14 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-11-22 | 2014-02-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-11 | 2014-02-14 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-11 | 2014-02-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patrick Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.