Ka Wah Chiu
招家驊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wah Chiu (招家驊), CE reference AAC474. Currently licensed at 2 firm(s): JT Capital Asset Management Limited, Core Capital Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-29 | present |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-03 | present |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-08 | 2017-08-03 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-13 | 2017-02-23 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-12-13 | 2017-02-23 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-18 | 2011-08-15 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2010-05-18 | 2011-08-15 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
RO | Type 4 — Advising on securities | 2007-06-26 | 2011-08-15 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2003-08-20 | 2011-08-15 |