Kin Leung Kwok
郭建良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Leung Kwok (郭建良), CE reference AZV663. Currently licensed at 1 firm(s): China DIFI Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China DIFI Securities Limited 中國數字金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-07 | present |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-26 | 2025-03-31 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-02-26 | 2025-03-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2020-02-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-20 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-20 | 2020-02-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-15 | 2014-01-16 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-15 | 2014-01-16 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-15 | 2014-01-16 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-24 | 2013-06-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-03 | 2013-06-17 |