Kin Leung Kwok
郭建良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Leung Kwok (郭建良), a licensed Representative with CE reference AZV663. Currently licensed at 1 firm(s): UX Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 13.9 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UX Securities Limited 中國數字金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-04-07 | present |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-26 | 2025-03-31 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-02-26 | 2025-03-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2020-02-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-20 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-20 | 2020-02-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-15 | 2014-01-16 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-15 | 2014-01-16 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-15 | 2014-01-16 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-08-24 | 2013-06-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-03 | 2013-06-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Leung Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwok Wai Wong | ASA Securities Limited | 2020–2025 |
| Yu Hin Lee | ASA Securities Limited | 2020–2025 |
| Xin Liu | ASA Securities Limited | 2020–2025 |
| Luen Kai Tam | ASA Securities Limited | 2020–2025 |
| Kwok Choi Lai | ASA Securities Limited | 2020–2023 |
| Lai Sum Christina Liu | ASA Securities Limited | 2022–2025 |
| Pui On Chan | UX Securities Limited | 2025–present |
| Chun Bong Leung | UX Securities Limited | 2025–present |
| Stephen Wai Hung Chan | ASA Securities Limited | 2020–2023 |
| Peiye Cai | ASA Securities Limited | 2020–2021 |
| Gilbert Kin Chun Wong | ASA Securities Limited | 2022–2025 |
| Kam Kuen Lee | ASA Securities Limited | 2022–2025 |
| Tak Shun Ngai | ASA Securities Limited | 2023–2025 |
| Wai Hung Leung | UX Securities Limited | 2025–present |
| Ho Chuen Wong | UX Securities Limited | 2025–present |
| Qing Zeng | UX Securities Limited | 2025–present |
| Tat Wai Leung | ASA Securities Limited | 2020–2021 |
| Chun Kin Chan | ASA Securities Limited | 2024–2025 |
| Chi Po Ngan | ASA Securities Limited | 2020–2021 |
| Darren Chan | ASA Securities Limited | 2020–2021 |