Seem Gan
顏心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seem Gan (顏心), a licensed Representative with CE reference BOS604. Currently licensed at 1 firm(s): Carlyle Hong Kong Equity Management Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyle Hong Kong Equity Management Limited 凱雷香港股權管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-19 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-13 | 2022-08-15 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-13 | 2022-08-15 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2019-09-13 | 2022-08-15 |