Kwok Chiu Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chiu Li (李國超), a licensed Responsible Officer with CE reference ACQ611. Currently licensed at 1 firm(s): Candescent Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.3 years of SFC licence history. Total licence records on file: 16.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Candescent Capital Limited 凱德晟資本有限公司 |
RO | Type 9 - Asset management | 2022-10-27 | present |
| Candescent Capital Limited 凱德晟資本有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-07 | present |
| Candescent Capital Limited 凱德晟資本有限公司 |
RO | Type 4 - Advising on securities | 2022-02-07 | present |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-10-27 | 2020-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-10-27 | 2020-03-31 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-10-27 | 2020-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-10-27 | 2020-03-31 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-14 | 2017-10-27 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-04-14 | 2017-10-27 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 - Dealing in securities | 2011-02-17 | 2020-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 4 - Advising on securities | 2011-02-17 | 2020-03-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-16 | 2011-02-17 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-16 | 2011-02-17 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2005-11-15 | 2010-12-30 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2010-12-30 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Chiu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.