Pok Wai Tong
唐博韋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pok Wai Tong (唐博韋), a licensed Responsible Officer with CE reference ARR372. Currently licensed at 1 firm(s): Conrad Investment Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conrad Investment Services Limited |
RO | Type 9 - Asset management | 2020-12-28 | present |
| Conrad Investment Services Limited |
RO | Type 4 - Advising on securities | 2018-12-21 | present |
| Conrad Investment Services Limited |
RO | Type 1 - Dealing in securities | 2017-05-18 | present |
| Conrad Investment Services Limited |
RO | Type 2 - Dealing in futures contracts | 2018-01-30 | 2024-09-16 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-16 | 2017-01-28 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-16 | 2017-01-28 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-30 | 2011-07-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-16 | 2011-03-17 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-16 | 2011-03-17 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-09-28 | 2010-02-27 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-11-18 | 2010-02-27 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-26 | 2010-02-27 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-09-26 | 2010-02-27 |