Fung Yu Chan
陳鋒如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Yu Chan (陳鋒如), CE reference AAK854. Currently licensed at 1 firm(s): Canfield Securities Company Limited . Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-30 | present |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-06 | 2017-06-13 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-06 | 2017-06-13 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-13 | 2016-08-19 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-13 | 2016-08-19 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-04-01 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-15 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-04-01 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-15 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-15 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |