Yvonne Yuen Kee Wong
王琬琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yvonne Yuen Kee Wong (王琬琦), CE reference AEZ573. Currently licensed at 1 firm(s): Constellar Capital Partners Hong Kong Limited. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Constellar Capital Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2023-05-24 | present |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-04 | 2021-07-31 |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-01-04 | 2021-07-31 |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
RO | Type 9 — Asset management | 2020-11-05 | 2021-07-31 |
| Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-09-08 | 2020-11-05 |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-31 | 2020-02-29 |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
RO | Type 4 — Advising on securities | 2019-01-31 | 2020-02-29 |
| LQ Pacific Partners Limited 德迅太平洋資本有限公司 |
RO | Type 9 — Asset management | 2019-01-31 | 2020-02-29 |
| Lighthorse Asset Management (HK) Limited | RO | Type 4 — Advising on securities | 2018-03-26 | 2018-09-30 |
| Lighthorse Asset Management (HK) Limited | RO | Type 9 — Asset management | 2018-03-26 | 2018-09-30 |
| Lighthorse Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2016-11-17 | 2018-03-26 |
| Lighthorse Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2016-11-17 | 2018-03-26 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-01 | 2016-05-05 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-01 | 2016-05-05 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 9 — Asset management | 2016-04-01 | 2016-05-05 |
| Thaddeus Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2008-08-25 | 2009-11-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-03-01 | 2008-06-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-03-01 | 2008-06-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |