Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Soyoung Sin
CE BUO090 - active, CITIC CLSA Capital Partners HK Limited
Yukai Tan
CE BSJ670 - active, CITIC CLSA Capital Partners HK Limited
Jichao Wang
CE BQR551 - active, CITIC CLSA Capital Partners HK Limited
Mengfei Wang
CE BXJ797 - active, CITIC CLSA Capital Partners HK Limited
Sang Hoon Won
CE AOB339 - ceased
Huidi Zeng
CE BSG996 - active, CITIC CLSA Capital Partners HK Limited
Hongyi (SFC:BIZ596) Zhang
CE BIZ596 - active, CITIC CLSA Capital Partners HK Limited
Ziyao Zhang
CE BPS102 - active, CITIC CLSA Capital Partners HK Limited
Ziqi Zhao
CE BGQ072 - active, CITIC CLSA Capital Partners HK Limited
Ruize Zhu
CE BSZ689 - active, CITIC CLSA Capital Partners HK Limited
Kam Hung Fung
CE AMK223 - active, Cheer Union Securities Limited
Hung Ha Wan
CE AUQ942 - active, Cheer Union Securities Limited
Yuk Lan Au-Yeung
CE ADI186 - active, Cheer Union Securities Limited
Kwai Chi Chan
CE AGJ359 - active, Cheer Union Securities Limited
Chun Kwan Chim
CE AAA970 - active, Cheer Union Securities Limited
Pui Yee Choi
CE AHV112 - active, Cheer Union Securities Limited
Sau Sung Hui
CE AAB745 - active, Cheer Union Securities Limited
Dicky Wing Hing Lee
CE ABQ689 - active, Cheer Union Securities Limited
Kit Kuen Lo
CE AAC468 - active, Cheer Union Securities Limited
Shun Tak Siu
CE AAC479 - active, Cheer Union Securities Limited
Minki Brian Hong
CE ARE674 - active, CVC Asia Pacific Limited
Alvin Tsz-Wang Lam
CE AMU469 - active, CVC Asia Pacific Limited
Denise Lok Qun Mak
CE AIH187 - active, CVC Asia Pacific Limited
Niklas Roman Rowold
CE AWP694 - active, CVC Asia Pacific Limited
Eugene Won Suh
CE BIK665 - active, CVC Asia Pacific Limited
Hans Wang Watganai
CE AOI996 - active, CVC Asia Pacific Limited
Guangchen Bian
CE AXZ102 - active, CVC Asia Pacific Limited
Scott Chen
CE AIC497 - active, CVC Asia Pacific Limited
Andrey Gromak
CE BNJ916 - active, CVC Asia Pacific Limited
Anastasia Tianqi Hou
CE BRF972 - active, CVC Asia Pacific Limited
Yann Jiang
CE BOF574 - active, CVC Asia Pacific Limited
Joo Suk Kim
CE APF263 - active, CVC Asia Pacific Limited
Samir Kinger
CE BUX128 - active, CVC Asia Pacific Limited
Joel Jing Kai Koh
CE BVZ776 - active, CVC Asia Pacific Limited
Mai Nagashima
CE BWB617 - active, CVC Asia Pacific Limited
Jacky Shen
CE BSF462 - active, CVC Asia Pacific Limited
Wing Chit Sheung
CE BBU295 - active, CVC Asia Pacific Limited
Hanzhou Shi
CE BPK470 - active, CVC Asia Pacific Limited
Siu Hin Tsui
CE BSH955 - active, CVC Asia Pacific Limited
Yuan Wang
CE AYA226 - active, CVC Asia Pacific Limited
Chung Yin Wong
CE BPY276 - active, CVC Asia Pacific Limited
Sherwin Po Yi Wong
CE BEA770 - active, CVC Asia Pacific Limited
Chu Xu
CE BMW877 - active, CVC Asia Pacific Limited
Jiong Xu
CE BAQ557 - active, CVC Asia Pacific Limited
Masami Yamakawa
CE BOK402 - active, CVC Asia Pacific Limited
Qi (SFC:BSZ194) Yang
CE BSZ194 - active, CVC Asia Pacific Limited
Ziwei Zhao
CE BTO677 - active, CVC Asia Pacific Limited
Robert Lock Yen Cheung
CE BEQ539 - active, CWB Hong Kong Limited
Robert Jen
CE BOG975 - active, CWB Hong Kong Limited
Elena Lileeva
CE BWF522 - active, CWB Hong Kong Limited
Yen-Chun Lin
CE ASM080 - active, CWB Hong Kong Limited
Andrew Charles Lawrence
CE ABN509 - active, CF Global (HK) Limited
Chit Hei Stephenson Ng
CE AYB205 - active, CF Global (HK) Limited
Wai Shing Leung
CE APS288 - active, CF Global (HK) Limited
Yan Li
CE AQM744 - ceased
Man Hong Yue
CE AKQ345 - active, CF Global (HK) Limited
Tat Kin Cheng
CE ABP743 - active, CCB Securities Limited
Ching Luk Wu
CE BGP848 - active, CCB Securities Limited
David Chun Wan Wu
CE AMO642 - active, CCB Securities Limited
Portia Cheuk Ting Yuen
CE AFK371 - active, CCB Securities Limited
Sin Man Catherine Li
CE BWZ474 - active, CCB Securities Limited
Wai Ping Ng
CE AWC089 - active, CCB Securities Limited
Hon Wah Siu
CE BSS111 - active, CCB Securities Limited
Michelle Ka Yee Wan
CE AHN070 - active, CCB Securities Limited
Yvonne Yuk Yee Ho
CE AFG241 - active, Cheetah Investment Management Limited
Raymond Kin Jeon Wong
CE AFS828 - active, Cheetah Investment Management Limited
Richard Sui Lut Houng
CE BOO566 - active, Computershare Hong Kong Investor Services Limited
Kwong Lun Lau
CE BDI051 - active, Computershare Hong Kong Investor Services Limited
Yang Sun
CE BUO444 - active, Computershare Hong Kong Investor Services Limited
Sihui Wan
CE BFS549 - active, Computershare Hong Kong Investor Services Limited
Candy Hoi Yan Wong
CE AYQ446 - active, Computershare Hong Kong Investor Services Limited
Sau Lan Cheung
CE BBP237 - active, Computershare Hong Kong Investor Services Limited
Tsz Sin Cheung
CE BOC691 - active, Computershare Hong Kong Investor Services Limited
Cheuk Gi Gigi Ho
CE AZZ302 - active, Computershare Hong Kong Investor Services Limited
Lai Na Kan
CE BIZ344 - active, Computershare Hong Kong Investor Services Limited
Wylie Khan
CE BRB733 - active, Computershare Hong Kong Investor Services Limited
Ka Man Ko
CE BUG526 - active, Computershare Hong Kong Investor Services Limited
Tak Ying Lau
CE BAM654 - active, Computershare Hong Kong Investor Services Limited
Wai Yan Li
CE AYI874 - active, Computershare Hong Kong Investor Services Limited
Cheong Hing Ng
CE AWO203 - active, Computershare Hong Kong Investor Services Limited
Pui Yan Ng
CE BJB479 - active, Computershare Hong Kong Investor Services Limited
Tat Fai Ng
CE AVC353 - active, Computershare Hong Kong Investor Services Limited
Ying Yuet Siu
CE BDH820 - active, Computershare Hong Kong Investor Services Limited
Yan Kei Rachel Wong
CE BOC693 - active, Computershare Hong Kong Investor Services Limited
Xiaoping Xu
CE BHQ133 - active, Computershare Hong Kong Investor Services Limited
Ho Yin Yu
CE BHU709 - active, Computershare Hong Kong Investor Services Limited
Tung Woo Lam
CE ABM980 - active, China System Securities Limited
Yun Kuen Lo
CE AEU413 - active, China System Securities Limited
Benny Wong
CE BIT228 - active, China System Securities Limited
Hoi Tim Chan
CE AAZ140 - active, China System Securities Limited
Eileen Ying Chi Chan
CE ARV142 - active, China System Securities Limited
Mei Cheung
CE AGP558 - active, China System Securities Limited
Sumee Po Wah Cheung
CE AAF220 - active, China System Securities Limited
Belinda Yim Fun Fung
CE AAW848 - active, China System Securities Limited
May Ling Go
CE ABC111 - active, China System Securities Limited
Yuen Ming Leung
CE ADU360 - active, China System Securities Limited
Ka Fai Li
CE BMM593 - active, China System Securities Limited
Ester Lo Lim
CE AAF199 - active, China System Securities Limited
Kwang Kei Lui
CE ASK597 - active, China System Securities Limited
Rosaline Wing Yee Mak
CE ABM908 - active, China System Securities Limited
Chuen Chun Ng
CE AAC833 - active, China System Securities Limited
Pak Wai Ng
CE ADZ528 - active, China System Securities Limited
Ho Ying Siu
CE AIO092 - active, China System Securities Limited
Lai Ping Woo
CE ADW260 - active, China System Securities Limited
Ho Sang Yeung
CE ABE247 - active, China System Securities Limited
Chun Jing Zheng
CE ABT071 - active, China System Securities Limited
Miu Cheung
CE AFX055 - active, CC SIF Advisory Limited
Ka Shing Wong
CE ARL160 - active, CC SIF Advisory Limited
Ling Yan Yeung
CE AOX091 - active, CC SIF Advisory Limited
Fanglu Wang
CE ADI327 - active, CC SIF Advisory Limited
Sensen Zhang
CE AZC333 - active, CC SIF Advisory Limited
Thomas Patrick Holland
CE AJE846 - active, Celera Markets Limited
Pui Kiu Law
CE AVA659 - active, Celera Markets Limited
Philip Chi Wah Wong
CE ABV200 - active, Celera Markets Limited
Billy Chung Leung Cheng
CE AHY095 - active, Citadel Securities (Hong Kong) Limited
Robert Ian Dolton
CE BFO953 - active, Citadel Securities (Hong Kong) Limited
Zhenlan Jin
CE AUZ984 - active, Citadel Securities (Hong Kong) Limited
Savio Joseph Pulpel
CE AXF534 - active, Citadel Securities (Hong Kong) Limited
Vikesh Kotecha
CE AUA341 - active, Citadel Securities (Hong Kong) Limited
Edmond Mandy Lo
CE AFE378 - active, Citadel Securities (Hong Kong) Limited
Aditya Singh
CE AUP889 - active, Citadel Securities (Hong Kong) Limited
Kuan-Chun Wang
CE BBB698 - active, Citadel Securities (Hong Kong) Limited
Michal Franciszek Wysocki
CE BFZ217 - active, Citadel Securities (Hong Kong) Limited
Redha Ali Achour
CE BWF079 - active, Citadel Securities (Hong Kong) Limited
Hye Jin Chang
CE BGM488 - ceased
Gregory Chi-Ho Cheung
CE BGP371 - active, Citadel Securities (Hong Kong) Limited
Jong Hun Chung
CE BHX002 - active, Citadel Securities (Hong Kong) Limited
Howard Graydon Rodney Ilderton
CE AVZ288 - active, Citadel Securities (Hong Kong) Limited
Jinah Jang
CE BQR908 - active, Citadel Securities (Hong Kong) Limited
Saad Iftikhar Khan
CE BXQ217 - active, Citadel Securities (Hong Kong) Limited
Tze Chung Charles Kwan
CE BWJ997 - active, Citadel Securities (Hong Kong) Limited
Bob An Lin
CE BUO864 - active, Citadel Securities (Hong Kong) Limited
Chak Kin Steven Lo
CE BTV469 - ceased
Siliang Ni
CE BOF053 - active, Citadel Securities (Hong Kong) Limited
Andrew Geoffrey Pidgeon
CE APZ788 - active, Citadel Securities (Hong Kong) Limited
Benedict Printz
CE BSX141 - active, Citadel Securities (Hong Kong) Limited
Harish Raghu
CE BXL780 - active, Citadel Securities (Hong Kong) Limited
Mei Wah Tai
CE BNC612 - active, Citadel Securities (Hong Kong) Limited
Tsz Him Tsui
CE BTS988 - active, Citadel Securities (Hong Kong) Limited
Candice Caroline Anais van den Bergh
CE BPX098 - ceased
Chuan Ying Wang
CE BMG147 - ceased
Andrew Xie
CE BUU071 - active, Citadel Securities (Hong Kong) Limited
Yunang Xie
CE BRG543 - active, Citadel Securities (Hong Kong) Limited
Xiaoyang Xu
CE BRY512 - active, Citadel Securities (Hong Kong) Limited
Jihyeon Yoo
CE BNH154 - active, Citadel Securities (Hong Kong) Limited
Chen Zhang
CE BRG516 - active, Citadel Securities (Hong Kong) Limited
Lufei Zheng
CE BRA713 - active, Citadel Securities (Hong Kong) Limited
Jing (SFC:BFZ535) Zhong
CE BFZ535 - active, Citadel Securities (Hong Kong) Limited
Robert Yau Zhou
CE BPK832 - active, Citadel Securities (Hong Kong) Limited
Yingjin Zhu
CE BOC044 - active, Citadel Securities (Hong Kong) Limited
Kam Fung Angus Chan
CE BPU758 - active, China Rise Securities Asset Management Company Limited
Chun Wah Fan
CE APV753 - active, China Rise Securities Asset Management Company Limited
Wang Yuen Fung
CE BBW230 - active, China Rise Securities Asset Management Company Limited
Shing Lung Wan
CE AHL499 - active, China Rise Securities Asset Management Company Limited
Ho Lung Li
CE BTR584 - active, China Rise Securities Asset Management Company Limited
Ka Yan Kathleen Yau
CE BJY491 - active, China Rise Securities Asset Management Company Limited
Chi Kai Yeung
CE BXF186 - active, China Rise Securities Asset Management Company Limited
Hiu Yuen Ching
CE AFX056 - active, CC Real Estate Advisory Limited
Xin Wang
CE AVV240 - active, CC Real Estate Advisory Limited
Linzhi Cai
CE BHH998 - active, Central Wealth Asset Management Limited
Yi Sum Chan
CE AAD405 - active, Central Wealth Asset Management Limited
Ting Fung So
CE BQD157 - active, Central Wealth Securities Investment Limited
Lai Yee Law
CE ABS411 - active, Central Wealth Securities Investment Limited
Ching Yee Mak
CE ADH965 - active, Central Wealth Securities Investment Limited
Pui Tong Szeto
CE BLR492 - active, Central Wealth Securities Investment Limited
Wicky Wai Ki Wong
CE AQQ579 - active, Central Wealth Securities Investment Limited
Kai Yu Yau
CE BFW828 - active, Central Wealth Securities Investment Limited
Qin Jia Zhang
CE BWL554 - active, Central Wealth Securities Investment Limited
Chi Fung Chan
CE AJE865 - active, China Demeter Securities Limited
Ka Hang Lam
CE ACB908 - active, China Demeter Securities Limited
Wai Ling Lee
CE AAD572 - active, China Demeter Securities Limited
Chak Kiu Fong
CE AOH872 - active, China Demeter Securities Limited
Yiu Hei Lau
CE BTM506 - active, China Demeter Securities Limited
Loletta Chui Yin Or
CE ABW991 - active, China Demeter Securities Limited
Junyang Cao
CE AOG956 - active, CPIC Investment Management (H.K.) Company Limited
Bin Li
CE AVH674 - active, CPIC Investment Management (H.K.) Company Limited
Shan Zhong
CE AJN966 - active, CPIC Investment Management (H.K.) Company Limited
Chenggang Zhou
CE AVJ131 - active, CPIC Investment Management (H.K.) Company Limited
Brian Paul Baker
CE AMO250 - active, CPIC Investment Management (H.K.) Company Limited
Tong Feng
CE BBP739 - active, CPIC Investment Management (H.K.) Company Limited
Huiying Hu
CE BOP002 - active, CPIC Investment Management (H.K.) Company Limited
Qizhou Jiang
CE BMQ399 - active, CPIC Investment Management (H.K.) Company Limited
Hualin Li
CE BOH730 - active, CPIC Investment Management (H.K.) Company Limited
Kaiyan Li
CE BJE837 - active, CPIC Investment Management (H.K.) Company Limited
Jingyi Liu
CE BVX343 - active, CPIC Investment Management (H.K.) Company Limited
Xiaoliang Mao
CE APQ231 - active, CPIC Investment Management (H.K.) Company Limited
Zhenhao Sun
CE BWR865 - active, CPIC Investment Management (H.K.) Company Limited
Wing Hang Tang
CE AXO388 - active, CPIC Investment Management (H.K.) Company Limited
Chun Chak Yeung
CE BFZ639 - active, CPIC Investment Management (H.K.) Company Limited
Fan Zhang
CE BWG854 - active, CPIC Investment Management (H.K.) Company Limited
Xiaotong Zhang
CE BNO491 - active, CPIC Investment Management (H.K.) Company Limited
Lap Pan Chui
CE BCK283 - active, Chubb Investment Management (HK) Limited
Shuyu Lei
CE BGN236 - active, Chubb Investment Management (HK) Limited
Lai Kwong Lui
CE BSZ852 - active, Chubb Investment Management (HK) Limited
Benjamin Jeremy Kenneth Rudd
CE AIC878 - active, Chubb Investment Management (HK) Limited
Chung Man Mandy Wong
CE BHM869 - active, Chubb Investment Management (HK) Limited
Kit Ching Chan
CE AFU640 - active, Chubb Investment Management (HK) Limited
Lap Hong Frederick Chan
CE BXF219 - active, Chubb Investment Management (HK) Limited
Wing Sang Chang
CE BXM327 - active, Chubb Investment Management (HK) Limited
Ka Man Cheng
CE BXJ557 - active, Chubb Investment Management (HK) Limited
Mei Fung Chiu
CE AGN586 - active, Chubb Investment Management (HK) Limited
Ka Man Janet Choi
CE BXL060 - active, Chubb Investment Management (HK) Limited
Ka Chun Chu
CE BXH893 - active, Chubb Investment Management (HK) Limited
Fu Wing Ho
CE BIY647 - active, Chubb Investment Management (HK) Limited
Wan Suen Ko
CE BXH629 - active, Chubb Investment Management (HK) Limited
Man Man Lam
CE BXJ330 - active, Chubb Investment Management (HK) Limited
Ka Man Lau
CE BXO134 - active, Chubb Investment Management (HK) Limited
Chi Wang Kelvin Lee
CE BXH890 - active, Chubb Investment Management (HK) Limited
Ming Tat Jeff Lee
CE BXI609 - active, Chubb Investment Management (HK) Limited
Tsz Mei Lee
CE BXH096 - active, Chubb Investment Management (HK) Limited
Wai Shan Savvy Leong
CE BXH683 - active, Chubb Investment Management (HK) Limited
Patrick Yiu Kwong Leung
CE AAW120 - active, Chubb Investment Management (HK) Limited
Ki Hong Li
CE AML212 - active, Chubb Investment Management (HK) Limited
Tsz Kin Ken Li
CE BNH407 - active, Chubb Investment Management (HK) Limited
Chun Chung Lok
CE BXH596 - active, Chubb Investment Management (HK) Limited
Mei Ying Lui
CE BXH686 - active, Chubb Investment Management (HK) Limited
Yuk Sim Daisy Man
CE BWY758 - active, Chubb Investment Management (HK) Limited
Richard Kin Kuen Ng
CE AJI497 - active, Chubb Investment Management (HK) Limited
Kwan Ming Ng
CE BXJ357 - active, Chubb Investment Management (HK) Limited
Kwan Yee Tsoi
CE BPX013 - active, Chubb Investment Management (HK) Limited
Po Chin Wong
CE ALY361 - active, Chubb Investment Management (HK) Limited
Wai Ping Wong
CE BXN449 - active, Chubb Investment Management (HK) Limited
Siu Kwan Cherry Wu
CE BXJ463 - active, Chubb Investment Management (HK) Limited
Yat Fan Yvonne Yip
CE BWY997 - active, Chubb Investment Management (HK) Limited
Yihang Zhou
CE BGL303 - active, Chubb Investment Management (HK) Limited
David Samuel Barlow
CE AWF427 - active, Canaccord Genuity (Hong Kong) Limited
Marcus Geoffrey Freeman
CE AWF429 - active, Canaccord Genuity (Hong Kong) Limited
Benjamin Isaac Hoad
CE AMF268 - active, Canaccord Genuity (Hong Kong) Limited
Bik San Leung
CE AKT369 - active, Canaccord Genuity (Hong Kong) Limited
Tao Ping Cheung
CE ARS456 - active, Complus Asset Management Limited
Francois Josef Hora
CE AZV769 - active, Complus Asset Management Limited
Kwok Ching Kam
CE ALY309 - active, Complus Asset Management Limited
Rajeev Leekha
CE AXR007 - active, Complus Asset Management Limited
Dennis Kar Wong Lui
CE AFM600 - active, Complus Asset Management Limited
Vishweshwar Anantharam
CE ATM017 - active, Complus Asset Management Limited
Kaunteya Bhattacharya
CE BJZ042 - active, Complus Asset Management Limited
Antoine Simon Bouvet
CE BVO538 - active, Complus Asset Management Limited
Pasquale Cataldi
CE BUR298 - ceased
Mun Hoe Terry Koh
CE BIT498 - active, Complus Asset Management Limited
Peck Chao Leo
CE AJE093 - active, Complus Asset Management Limited
Jiming Li
CE BTA225 - active, Complus Asset Management Limited
Xin Liang
CE AUQ994 - active, Complus Asset Management Limited
Renxuan Liu
CE BMA124 - active, Complus Asset Management Limited
Christine Yan Yi Lu
CE BNS454 - active, Complus Asset Management Limited
Sayaka Matsuura
CE BTJ902 - active, Complus Asset Management Limited
Asad Merchant
CE BVN638 - active, Complus Asset Management Limited
Dushyant Padmanabhan
CE BXA588 - active, Complus Asset Management Limited
Revanth Reddy Sanapureddy
CE BPA390 - active, Complus Asset Management Limited
Shaun Nittal Sethi
CE ANM069 - active, Complus Asset Management Limited
Tak Sang Tsang
CE ARG935 - active, Complus Asset Management Limited