Xuan Lam Nguyen Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Lam Nguyen Tang, a licensed Representative with CE reference ASL990. Currently licensed at 1 firm(s): Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-08-23 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-08-23 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-08-23 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-11 | 2013-04-30 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-11 | 2013-04-30 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-03-11 | 2013-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xuan Lam Nguyen Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.