Xuan Lam Nguyen Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Lam Nguyen Tang, CE reference ASL990. Currently licensed at 1 firm(s): Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2021-08-23 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2021-08-23 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2021-08-23 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-11 | 2013-04-30 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-11 | 2013-04-30 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-03-11 | 2013-04-30 |