Xia Wu
吳霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xia Wu (吳霞), a licensed Responsible Officer with CE reference BFX736. Currently licensed at 1 firm(s): Candescent Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.8 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Candescent Capital Limited 凱德晟資本有限公司 |
RO | Type 4 - Advising on securities | 2023-12-19 | present |
| Candescent Capital Limited 凱德晟資本有限公司 |
RO | Type 9 - Asset management | 2023-12-19 | present |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-27 | 2020-10-20 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-07-27 | 2020-10-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xia Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.