Wenminlong Shi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenminlong Shi (施文敏龍), a licensed Responsible Officer with CE reference BVG216. Currently licensed at 1 firm(s): Canfield Securities Company Limited . Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-10 | present |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 4 - Advising on securities | 2025-07-15 | present |
| Canfield Securities Company Limited 勤豐證券有限公司 |
RO | Type 9 - Asset management | 2025-07-15 | present |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-30 | 2025-11-13 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-05-30 | 2025-07-15 |
| Canfield Securities Company Limited 勤豐證券有限公司 |
Rep | Type 9 - Asset management | 2025-05-30 | 2025-07-15 |
| Goldenspring Asset Management Limited 泉水資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-02-14 | 2025-04-07 |
| Goldenspring Asset Management Limited 泉水資產管理有限公司 |
RO | Type 9 - Asset management | 2025-02-14 | 2025-04-07 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Wenminlong Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.