Wah Man Carman Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Man Carman Chan (陳華敏), a licensed Responsible Officer with CE reference AQD276. Currently licensed at 2 firm(s): CC Kingdom Corporate Finance Limited, CC Venture Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 15.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-09 | present |
| CC Venture Capital Limited 邁進機遇風險投資有限公司 |
RO | Type 4 - Advising on securities | 2022-08-19 | present |
| CC Venture Capital Limited 邁進機遇風險投資有限公司 |
RO | Type 9 - Asset management | 2022-08-19 | present |
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-06-10 | present |
| Kingdom Securities Limited 國權證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-02 | 2021-11-25 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-09 | 2019-12-31 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-01-03 | 2019-12-31 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-11-15 | 2017-07-09 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-14 | 2011-11-15 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 - Asset management | 2010-01-14 | 2017-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wah Man Carman Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.