Wai Yan Lau
劉偉恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Lau (劉偉恩), a licensed Responsible Officer with CE reference BBA106. Currently licensed at 1 firm(s): Conrad Investment Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conrad Investment Services Limited |
RO | Type 9 - Asset management | 2021-06-15 | present |
| Conrad Investment Services Limited |
RO | Type 1 - Dealing in securities | 2020-01-15 | present |
| Conrad Investment Services Limited |
Rep | Type 4 - Advising on securities | 2019-03-04 | present |
| Conrad Investment Services Limited |
Rep | Type 9 - Asset management | 2021-03-03 | 2021-06-15 |
| Conrad Investment Services Limited |
Rep | Type 2 - Dealing in futures contracts | 2018-05-14 | 2024-09-16 |
| Conrad Investment Services Limited |
Rep | Type 1 - Dealing in securities | 2018-04-18 | 2020-01-15 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-15 | 2018-04-04 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-15 | 2018-04-04 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-15 | 2017-04-20 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-15 | 2017-04-20 |