Wilson Kwong Shun Lo
羅廣信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wilson Kwong Shun Lo (羅廣信), CE reference AFQ413. Currently licensed at 1 firm(s): CMBC International Capital Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-12-01 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-03 | present |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-11-03 | 2025-12-01 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-08-24 | 2025-06-30 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-02 | 2025-06-30 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-03-02 | 2022-08-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-03 | 2021-12-19 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-05-22 | 2021-12-19 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-05-22 |