Nicolas Sione
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Sione, CE reference APH555. Currently licensed at 1 firm(s): Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2023-09-19 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2023-09-19 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2023-09-19 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2022-10-18 | 2023-06-07 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2022-10-18 | 2023-06-07 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2022-10-18 | 2023-06-07 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-04 | 2011-04-04 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-10-04 | 2011-04-04 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-23 | 2010-10-04 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-23 | 2010-10-04 |