Sam U Sou
蘇心瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam U Sou (蘇心瑜), CE reference BUD112. Currently licensed at 1 firm(s): China Chengtong (Hong Kong) Asset Management Company Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-04 | present |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-04 | present |
| China Chengtong (Hong Kong) Asset Management Company Limited 中國誠通(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-12-04 | present |