Yu-Hsuan Chao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Hsuan Chao, CE reference BTV605. Currently licensed at 1 firm(s): Conning Asia Pacific Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-16 | present |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-16 | present |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2023-06-16 | present |