Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Christopher Deleon Cornute
CE BVT202 - ceased
Kok Yan Chau
CE BVT891 - ceased
Fei Cheng
CE BVU181 - ceased
Wai Kay (SFC:BVU445) Cheung
CE BVU445 - ceased
Wai Yi Choi
CE BVU887 - ceased
Man Kit (SFC:BVW165) Choi
CE BVW165 - ceased
Lok Wing Chau
CE BVW172 - ceased
Hoi Sing Chan
CE BVW205 - active, Phillip Securities (Hong Kong) Limited
Koji Chiaki
CE BVW659 - ceased
Ching Hoi Chan
CE BVW838 - ceased
Yuxin (SFC:BVX420) Chen
CE BVX420 - ceased
Philip Charles Coureau
CE BVX722 - ceased
Kaidi Chen
CE BVY537 - ceased
Brian Chuang
CE BVY559 - ceased
Shing Tin Chan
CE BVZ263 - ceased
Samuel McGregor Collins
CE BVZ883 - ceased
Zhuo (SFC:BWA572) Cheng
CE BWA572 - ceased
Melody Tsz Yeuk Chan
CE BWA625 - ceased
Ka Ho (SFC:BWA728) Chan
CE BWA728 - ceased
Wing Shing Chan
CE BWA905 - ceased
Steve Chen
CE BWB069 - ceased
Lei (SFC:BWB140) Chen
CE BWB140 - ceased
Andrew Charles Canobi
CE BWB750 - ceased
Xufeng Chen
CE BWC195 - ceased
Haoran Chen
CE BWC417 - ceased
Jia (SFC:BWC579) Chen
CE BWC579 - ceased
Peter Adam Wesley Coe
CE BWC826 - ceased
Siqi (SFC:BWE555) Cheng
CE BWE555 - ceased
Xiangru Chen
CE BWE599 - ceased
Man Wai (SFC:BWE870) Chan
CE BWE870 - ceased
Mike Chen
CE BWF631 - ceased
Shreya Vijay Chander
CE BWG133 - ceased
Quan (SFC:BWG208) Chen
CE BWG208 - ceased
Jian (SFC:BWH353) Cheng
CE BWH353 - ceased
Man Ho Chu
CE BWH714 - ceased
Kin Chong Rita Chan
CE BWI123 - ceased
Wallace Wai Chung Chan
CE BWI509 - ceased
Wai Chi (SFC:BWI590) Chan
CE BWI590 - ceased
Chun Ting Chan
CE BWJ916 - ceased
An-Ren Chien
CE BWL511 - ceased
Junn Hei Jonathan Cho
CE BWL916 - ceased
Chak Lam Choi
CE BWN253 - ceased
Fu Kei Chan
CE BWN831 - ceased
Kin Wai Cho
CE BWO628 - ceased
Wai Chung (SFC:BWR306) Chan
CE BWR306 - ceased
Rebecca Jane Chesworth
CE BWR863 - ceased
Lishun Chen
CE BWR871 - ceased
Dongyi Chen
CE BWS058 - ceased
Nga Ping Chow
CE BWS492 - ceased
Yuk Mei Choi
CE BWU791 - ceased
Faith Shu Hui Cheong
CE BWV051 - active, PGIM (Hong Kong) Limited
Ting-Hsuan Chin
CE BWV086 - ceased
Junjie Cao
CE BWW867 - ceased
Hyunjoon Choi
CE BWY370 - ceased
Wing Hin Chau
CE BWY522 - active, Celestial Securities Limited
Jiaming (SFC:BWY544) Cui
CE BWY544 - ceased
Michael Anthony Comparato
CE BWY652 - ceased
Wan Tong Chung
CE BWZ477 - ceased
Ho Ching (SFC:BXA056) Chan
CE BXA056 - ceased
Clement Chamboulive
CE BXC335 - ceased
Jennifer Wai Yan Chau
CE BXC707 - active, UCAP Securities (HK) Limited
Yilong Chen
CE BXE018 - ceased
Nga Yi Chung
CE BXF250 - ceased
Kin Pong Cheung
CE BXH401 - ceased
Arunkumar Chavarukulangara Rajan
CE BXI642 - ceased
In Hye Cho
CE BXJ196 - ceased
Tsz Lok (SFC:BXK094) Chan
CE BXK094 - ceased
Tin Mun Clara Cheong
CE BXN511 - ceased
David Martin Darst
CE AAB969 - ceased
Brendan James Daly
CE AAD842 - ceased
Andrew Searle Dalton
CE AAF149 - ceased
Deolindo Orlando Delgado
CE AAG928 - ceased
Ar Sze Dai
CE AAI135 - ceased
Ian George Dallas
CE AAJ394 - ceased
Virginia Devereux Wong
CE AAJ666 - ceased
Jose Augusto Maria da Rosa
CE AAK360 - ceased
Rosa Fatima Pereira da Rosa
CE AAK362 - ceased
David Augusto da Rosa
CE AAK363 - ceased
Lai Leung Ding
CE AAO738 - ceased
Anthony Miles Davies
CE AAV788 - ceased
Sai Fong Doo
CE AAY722 - ceased
Hugh Gordon Dyus
CE ABM824 - ceased
Anil Jeevan Daswani
CE ABT611 - ceased
Stephen Diao
CE ACC083 - ceased
Roger Patrick Dunphy
CE ACJ019 - ceased
Gerald Froemke Dennig
CE ACJ196 - ceased
Barry Hak Wai Doo
CE ACK464 - ceased
Alice My Hanh Duong
CE ACK600 - ceased
Sean Herbert Debow
CE ACM546 - ceased
Jelmar Cornelis Johannes de Jong
CE ACN343 - ceased
Sylvie Davidson
CE ACN461 - ceased
Asitha Sanjeeva de Silva
CE ACN926 - ceased
Ashley George Dyer
CE ACO919 - ceased
Daniel Eugene Draper
CE ACP012 - ceased
Matthew Henry Donald
CE ACQ856 - ceased
Mihir Jagdish Doshi
CE ACR166 - ceased
Thibaut Vincent Pierre Delahaye
CE ACR439 - ceased
Lieven M. O. Debruyne
CE ACS819 - ceased
Chin Fai Diu
CE ACU910 - ceased
Charles Frederick de Trenck
CE ACV952 - ceased
Rohan John Dalziell
CE ACW967 - ceased
Mark Charles Devonshire
CE ADA383 - ceased
Christopher Elliott Verco Day
CE ADA734 - ceased
Barry Eric Dick
CE ADB412 - ceased
Mark Peter Louden Dowie
CE ADC078 - ceased
Hong Duan
CE ADE819 - ceased
Hong Fei Ding
CE ADH257 - ceased
Michael David Leonard Downer
CE ADI094 - ceased
Trinh C Du
CE ADI099 - ceased
Matthew Scot Dillon
CE ADI930 - ceased
Yibing Ding
CE ADJ647 - ceased
Jun (SFC:ADM104) Du
CE ADM104 - ceased
Timothy David Dattels
CE ADP782 - ceased
Colin John Davidson
CE ADR666 - ceased
Haitao Deng
CE ADS060 - ceased
Alexander Edward Dickinson
CE ADS488 - ceased
Christopher Gareth Edward Davies
CE ADS646 - ceased
Khiem Trong Do
CE ADT127 - ceased
Laura Luen Day
CE ADV674 - ceased
David Greig Dunbar
CE ADW293 - ceased
Andrew James Devonald
CE ADZ064 - ceased
Kalpana Desai
CE ADZ437 - ceased
Sanjeet Devgan
CE AEC764 - ceased
Frank Gerard Maurice Drouet
CE AED766 - ceased
Regina Marie Davern
CE AED916 - ceased
Ferrell Emanuel Daste II
CE AEI005 - ceased
Michael Edward Dee
CE AEI034 - ceased
Vincent Duhamel
CE AEI344 - ceased
Anne Carolyn Dinning
CE AEJ345 - ceased
Lisa Dao
CE AEJ347 - ceased
Denham Nigel Garrick D'Silva
CE AEK967 - ceased
Felix Otto D'Souza
CE AEN822 - ceased
Simon Huw Davies
CE AEP424 - ceased
Phillipa Jane Downes
CE AER842 - ceased
Wendy Chui Yee Doong
CE AEU516 - ceased
Alan Clive Davies
CE AEW061 - ceased
Hongyu Duan
CE AEW345 - ceased
Frank Dominick
CE AEW395 - ceased
Manolo Michael de Guzman
CE AEW404 - ceased
Olivier Pierre Louis Daguet
CE AEY436 - ceased
Manning Lea Doherty
CE AFA132 - ceased
Guillaume Jean Dry
CE AFC593 - ceased
Wenhui Dong
CE AFD161 - ceased
Joseph Thomas Draper
CE AFD295 - ceased
Shaw-Tzeng Ding
CE AFE147 - ceased
Deann Marie Dubey
CE AFF841 - ceased
Elizabeth Mc Vey Dawson
CE AFH193 - ceased
John Gerard Nicholas D'Abo
CE AFH717 - ceased
Ka Fai Dai
CE AFR860 - ceased
Duncan Neil Davidson
CE AFR872 - ceased
Yang (SFC:AFT479) Diao
CE AFT479 - ceased
Polly Anne Frances Derby
CE AFT625 - ceased
David J M Day
CE AFW035 - ceased
Lisa Marie Kar Yee Djeng
CE AFZ400 - ceased
Cordelia Mun Ting Dyer
CE AGE252 - ceased
Crystal Hiu Ying Ding
CE AGF289 - ceased
Peter Martin Drolet
CE AGH015 - ceased
Haresh Gordon Daswaney
CE AGI324 - ceased
Larissa Anne Downes
CE AGI658 - ceased
John Stephen Daly
CE AGI963 - ceased
Alexander Malcolm Duggan
CE AGK866 - ceased
Julian Stewart Dayman
CE AGL546 - ceased
John Duncan
CE AGL548 - ceased
Yu Dang
CE AGO383 - ceased
Janet Kar Ying Dy
CE AGO465 - ceased
Umaporn Dachavijit
CE AGO888 - ceased
Debashish Dutta Gupta
CE AGS237 - ceased
Monisha Dillon
CE AGW504 - ceased
Mark Laurence Dempsey
CE AGX721 - ceased
Mark Rudolph Duncan
CE AHA889 - ceased
David Clifford Dean
CE AHA929 - ceased
Paul Stephen Davies
CE AHF147 - ceased
Mary Wadsworth Darby
CE AHJ591 - ceased
Gongwen Dong
CE AHN918 - ceased
Sophie Mingshu Ding
CE AHR319 - ceased
Dominique Henri Antoine Hubert Draux
CE AHX275 - ceased
Peter Gareth Evan David
CE AHZ632 - ceased
Yu Lun Do
CE AIB346 - ceased
Florence Suk Yee Deng
CE AIG234 - ceased
Trent Jay Doughty
CE AIH292 - ceased
Sabyasachi Dash
CE AIN597 - ceased
John Michael Leslie Duffield
CE AIP443 - ceased
Oliver Harry Jameson de Pree
CE AIR402 - ceased
John Clifford Dahl
CE AIR448 - ceased
Janice Dunnett
CE AIR860 - ceased
Charlotte Victoria Sohpie Dawes
CE AIY949 - ceased
Wei Ding
CE AJD078 - ceased
Stefan Dziarski
CE AJD516 - ceased
Dat T Duong
CE AJD706 - ceased
Atsuko Daibo
CE AJD992 - ceased
Yulei Dang
CE AJH130 - ceased
Luke Benjamin Duggan
CE AJH215 - ceased
Imran Sooleman Dadabhoy
CE AJH414 - ceased
Hong Wen Deng
CE AJJ580 - ceased
Brian Patrick Donnelly
CE AJJ924 - ceased
Jonathan Edward Dubois-Phillips
CE AJL224 - ceased
Pieter David de Marez Oyens
CE AJM824 - ceased
Luke Geoffrey Donald
CE AJM931 - ceased
Shinobu Dobashi
CE AKI539 - ceased
Yifan (SFC:AKI969) Deng
CE AKI969 - ceased
Daniel Joseph Dwyer
CE AKJ234 - ceased
Hui Duan
CE AKP047 - ceased
Anuj Anand Didwania
CE AKQ626 - ceased
Wei Dian
CE AKU262 - ceased
Liangsheng Deng
CE ALA732 - ceased
Anton Steven Ian Douglas
CE ALB051 - ceased
Nancy Djene Puteri
CE ALB965 - ceased
Anand Dialdas
CE ALD236 - ceased
Nanfei Ding
CE ALD667 - ceased
Amit Dhingra
CE ALF361 - ceased
Marcel Johan de Bruijckere
CE ALI118 - ceased
Matthew Paul den Bleyker
CE ALI489 - ceased
Paul Robert Dewberry
CE ALI718 - ceased
Michael Patrick McCabe Doyle
CE ALL152 - ceased
Hanh My Duong
CE ALL708 - ceased
Christopher Donegan
CE ALN163 - ceased
Laurence Russell Denvir
CE ALN288 - ceased
Hui Dong
CE ALN997 - ceased
Sunil Prem Daswani
CE ALO241 - ceased
Adam Lachlan Durran
CE ALP799 - ceased
Jan David Deahl
CE ALP919 - ceased
Patrick Daube
CE ALQ179 - ceased
Stefan Dorfmeister
CE ALQ403 - ceased
Christopher Alan Day
CE ALQ515 - ceased
Anthony Michael Dunphy
CE ALQ968 - ceased
Ying Du
CE ALR735 - ceased
Anil Pralhad Desai
CE ALS457 - ceased
Taizo Demura
CE ALS665 - ceased
Christian Olivier Guy Pascal Deseglise
CE ALU454 - ceased
Leonidas Douris
CE ALU721 - ceased
Paul Francis Divito
CE ALW650 - ceased
Christopher Edwin Darling
CE ALW790 - ceased
Paul Joseph de Noon
CE ALY371 - ceased
Zhiqiang Dai
CE ALZ276 - ceased
Paul Aaron Denham
CE ALZ460 - ceased
Chandranath Das
CE AMA147 - ceased
Gary Arthur Dent
CE AMB001 - ceased
Charles Simon Hartley Davies
CE AME969 - ceased
David Archibald Douglas
CE AMF013 - ceased
Yang Duan
CE AMG019 - ceased
Guillaume Antoine Pierre Dieu
CE AMG953 - ceased
Jian Du
CE AMI318 - ceased
Michael Floyd Dommermuth
CE AMI345 - ceased
Divyakumar Doshi
CE AMI602 - ceased
Nikhil Rahul Amichand Dhir
CE AMJ504 - ceased
Shane Dardis
CE AMJ975 - ceased
John Richard Fyles Dalton
CE AMK113 - ceased
Charles John Donley
CE AMK250 - ceased
Mohamed Dafir
CE AMK304 - ceased
James Anthony Dore
CE AML303 - ceased