Lisa Dao
姚翠平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Dao (姚翠平), a licensed former licensee with CE reference AEJ347. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-02-20 | 2011-04-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-09-18 | 2011-04-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-26 | 2006-07-26 |