David Augusto da Rosa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Augusto da Rosa, a licensed former licensee with CE reference AAK363. This person has 20.4 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2023-08-16 |
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-22 |
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-22 |
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-22 |
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Augusto da Rosa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.