David Augusto da Rosa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Augusto da Rosa ( ), a licensed former licensee with CE reference AAK363. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2023-08-16 |
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-22 |
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-22 |
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-11-22 |
| Rosa Securities Limited 羅沙證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-22 |