Luke Geoffrey Donald
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luke Geoffrey Donald ( ), a licensed former licensee with CE reference AJM931. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-03-10 | 2025-03-14 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-03-10 | 2025-03-14 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-05-24 | 2024-05-31 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-05-24 | 2024-05-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-09-11 | 2023-09-13 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-09-11 | 2023-09-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-08-15 | 2023-08-25 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-08-15 | 2023-08-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-06-16 | 2023-06-23 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-06-16 | 2023-06-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-03-24 | 2023-03-31 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-03-24 | 2023-03-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-03-01 | 2007-04-14 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2004-03-01 | 2007-04-14 |