Mohamed Dafir
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mohamed Dafir ( ), a licensed former licensee with CE reference AMK304. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2008-04-21 | 2008-11-26 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-06-07 | 2008-11-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-14 | 2008-11-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-31 | 2007-03-13 |