Christopher Edwin Darling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Edwin Darling ( ), a licensed former licensee with CE reference ALW790. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Polen Capital HK Limited | RO | Type 1 — Dealing in securities | 2020-10-12 | 2021-09-16 |
| Polen Capital HK Limited | RO | Type 4 — Advising on securities | 2020-10-12 | 2023-01-30 |
| Polen Capital HK Limited | RO | Type 9 — Asset management | 2020-10-12 | 2023-01-30 |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2016-09-09 | 2020-10-12 |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2016-09-09 | 2020-10-12 |
| Polen Capital HK Limited | Rep | Type 9 — Asset management | 2016-09-09 | 2020-10-12 |
| Polen Capital HK Limited | RO | Type 1 — Dealing in securities | 2013-08-09 | 2015-10-19 |
| Polen Capital HK Limited | RO | Type 4 — Advising on securities | 2013-08-09 | 2015-10-19 |
| Polen Capital HK Limited | RO | Type 9 — Asset management | 2013-08-09 | 2015-10-19 |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2012-10-04 | 2013-08-09 |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2012-10-04 | 2013-08-09 |
| Polen Capital HK Limited | Rep | Type 9 — Asset management | 2012-10-04 | 2013-08-09 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2006-06-28 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2006-05-11 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2006-05-11 | 2012-10-31 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-04-29 | 2006-03-31 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-04-29 | 2006-03-31 |