Christopher Gareth Edward Davies

CE No. ADS646 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Gareth Edward Davies, a licensed former licensee with CE reference ADS646. This person has 7.0 years of SFC licence history. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Asia Pacific Investment Advisors Limited RO Type 4 - Advising on securities 2008-10-15 2009-04-15
Asia Pacific Investment Advisors Limited RO Type 9 - Asset management 2008-10-15 2011-11-30
Asia Pacific Investment Advisors Limited Rep Type 9 - Asset management 2008-09-17 2008-10-15
Wealth Management Group Limited RO Type 9 - Asset management 2008-01-04 2008-06-26
Wealth Management Group Limited Rep Type 9 - Asset management 2007-08-06 2008-01-04
FWD Financial Planning Limited
富衛財務策劃有限公司
Rep Type 4 - Advising on securities 2005-10-21 2006-08-01
AXA Financial Planning (Hong Kong) Limited
安盛理財策劃(香港)有限公司
Rep Type 1 - Dealing in securities 2004-11-04 2005-07-05
AXA Financial Planning (Hong Kong) Limited
安盛理財策劃(香港)有限公司
Rep Type 4 - Advising on securities 2004-11-04 2005-07-05
UKFP (Asia) HK Limited Rep Type 1 - Dealing in securities Pre-2003 2004-09-28
UKFP (Asia) HK Limited Rep Type 4 - Advising on securities Pre-2003 2004-09-28
UKFP (Asia) HK Limited Rep Type 6 - Advising on corporate finance Pre-2003 2004-09-28
UKFP (Asia) HK Limited Rep Type 9 - Asset management Pre-2003 2004-09-28

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