Frank Gerard Maurice Drouet

CE No. AED766 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Gerard Maurice Drouet (), a licensed former licensee with CE reference AED766. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
TCW Asia Limited
威信基金管理有限公司
RO Type 1 — Dealing in securities 2012-10-25 2013-03-04
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 5 — Advising on futures contracts 2010-11-16 2019-02-08
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 4 — Advising on securities 2010-08-18 2019-02-08
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 2 — Dealing in futures contracts 2004-01-30 2019-02-08
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 1 — Dealing in securities 2003-06-09 2019-02-08
SG Securities (HK) Limited
法國興業證券(香港)有限公司
RO Type 7 — Providing automated trading services 2003-06-09 2019-02-08
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 — Dealing in securities present 2003-06-09
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 4 — Advising on securities present 2003-05-29
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2003-05-29
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 7 — Providing automated trading services present 2003-06-09
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 9 — Asset management present 2003-05-29

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