Frank Gerard Maurice Drouet
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Gerard Maurice Drouet ( ), a licensed former licensee with CE reference AED766. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-25 | 2013-03-04 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-11-16 | 2019-02-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-08-18 | 2019-02-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-01-30 | 2019-02-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-06-09 | 2019-02-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2003-06-09 | 2019-02-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-29 |