Frank Gerard Maurice Drouet
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Gerard Maurice Drouet, a licensed former licensee with CE reference AED766. This person has 15.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2012-10-25 | 2013-03-04 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-11-16 | 2019-02-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-08-18 | 2019-02-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-01-30 | 2019-02-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2003-06-09 | 2019-02-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | 2003-06-09 | 2019-02-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-06-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-29 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Gerard Maurice Drouet during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stanislas Lucien Debreu | TCW Asia Limited | 2012–2013 |
| Yi Ying Hsu | TCW Asia Limited | 2012–2013 |