Umaporn Dachavijit
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Umaporn Dachavijit ( ), a licensed former licensee with CE reference AGO888. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tisco Global Securities Limited 得士可環球証券有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-24 | 2008-06-26 |
| Tisco Global Securities Limited 得士可環球証券有限公司 |
RO | Type 4 — Advising on securities | 2007-07-24 | 2008-06-26 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2006-11-30 | 2008-06-26 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
RO | Type 4 — Advising on securities | 2006-11-30 | 2008-06-26 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-21 | 2006-11-30 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-11-30 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-18 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-18 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-18 |