Leonidas Douris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leonidas Douris ( ), a licensed former licensee with CE reference ALU721. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-03-14 | 2011-11-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2005-03-14 | 2011-11-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-03-14 | 2011-11-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-03-14 | 2011-11-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2005-03-14 | 2011-11-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2005-03-14 | 2011-11-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 7 - Providing automated trading services | 2005-03-14 | 2005-03-18 |