Sai Fong Doo
杜細芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Fong Doo (杜細芳), a licensed former licensee with CE reference AAY722. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-15 | 2014-05-15 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-03 | 2005-08-26 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-03 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-06 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-06 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-06 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-06 |