Mark Charles Devonshire
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Charles Devonshire ( ), a licensed former licensee with CE reference ADA383. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
RO | Type 9 — Asset management | 2009-06-04 | 2014-12-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-02 | 2008-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-06-13 | 2008-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-06-13 | 2008-11-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-04-20 | 2006-06-27 |