Felix Otto D'Souza
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Otto D'Souza ( ), a licensed former licensee with CE reference AEN822. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarafin Capital Partners Limited |
RO | Type 9 — Asset management | 2013-06-11 | 2025-10-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-11 | 2011-05-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-11 | 2011-05-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-09-11 | 2011-05-27 |
| Harmony Capital Partners Asia (HK) Limited |
RO | Type 9 — Asset management | 2004-07-07 | 2006-08-11 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-23 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-23 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-23 |