Felix Otto D'Souza
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Otto D'Souza, a licensed former licensee with CE reference AEN822. This person has 19.4 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarafin Capital Partners Limited | RO | Type 9 - Asset management | 2013-06-11 | 2025-10-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-11 | 2011-05-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-11 | 2011-05-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-09-11 | 2011-05-27 |
| Harmony Capital Partners Asia (HK) Limited | RO | Type 9 - Asset management | 2004-07-07 | 2006-08-11 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-23 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-23 |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-23 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Felix Otto D'Souza during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.