Sean Herbert Debow
狄寶生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Herbert Debow (狄寶生), a licensed former licensee with CE reference ACM546. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eurizon Capital Asia Limited | RO | Type 1 — Dealing in securities | 2020-07-14 | 2023-05-08 |
| Eurizon Capital Asia Limited | RO | Type 4 — Advising on securities | 2020-07-14 | 2023-05-08 |
| Eurizon Capital Asia Limited | RO | Type 9 — Asset management | 2020-07-14 | 2023-05-08 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 4 — Advising on securities | 2017-02-02 | 2019-11-29 |
| Swiss-Asia Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2017-02-02 | 2019-11-29 |
| Asiya Investments Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2015-10-13 | 2016-09-26 |
| Asiya Investments Hong Kong Limited |
Rep | Type 9 — Asset management | 2015-10-13 | 2016-09-26 |
| Matchpoint Investment Management Asia Limited | RO | Type 9 — Asset management | 2009-09-04 | 2014-12-18 |
| Ivory Investment Management Asia Limited |
RO | Type 9 — Asset management | 2007-12-19 | 2008-12-31 |
| Olympus Capital Asia Advisors Limited |
RO | Type 9 — Asset management | 2006-08-14 | 2007-08-15 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-02 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-02 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-02 |