Ian George Dallas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian George Dallas ( ), a licensed former licensee with CE reference AAJ394. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Private Capital Limited |
RO | Type 4 — Advising on securities | 2005-03-15 | 2006-02-07 |
| Private Capital Limited |
RO | Type 9 — Asset management | 2005-03-15 | 2006-02-07 |
| Private Capital Limited |
Rep | Type 4 — Advising on securities | 2005-01-27 | 2005-03-15 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 1 — Dealing in securities | 2003-12-15 | 2004-10-28 |
| Pioneer Global Investments (HK) Limited |
Rep | Type 4 — Advising on securities | 2003-12-15 | 2004-10-28 |
| Pioneer Global Investments (HK) Limited |
RO | Type 1 — Dealing in securities | present | 2003-05-02 |
| Pioneer Global Investments (HK) Limited |
RO | Type 4 — Advising on securities | present | 2003-05-02 |
| Pioneer Global Investments (HK) Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-05-02 |
| Pioneer Global Investments (HK) Limited |
RO | Type 9 — Asset management | present | 2003-05-02 |