Ian George Dallas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian George Dallas, a licensed former licensee with CE reference AAJ394. This person has 2.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Private Capital Limited | RO | Type 4 - Advising on securities | 2005-03-15 | 2006-02-07 |
| Private Capital Limited | RO | Type 9 - Asset management | 2005-03-15 | 2006-02-07 |
| Private Capital Limited | Rep | Type 4 - Advising on securities | 2005-01-27 | 2005-03-15 |
| Pioneer Global Investments (HK) Limited | Rep | Type 1 - Dealing in securities | 2003-12-15 | 2004-10-28 |
| Pioneer Global Investments (HK) Limited | Rep | Type 4 - Advising on securities | 2003-12-15 | 2004-10-28 |
| Pioneer Global Investments (HK) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2003-05-02 |
| Pioneer Global Investments (HK) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-05-02 |
| Pioneer Global Investments (HK) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-02 |
| Pioneer Global Investments (HK) Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-05-02 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Ian George Dallas during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Brenda Ka Yee Tse | Pioneer Global Investments (HK) Limited | 2003–2004 |
| Deborah Mary Bannon | Pioneer Global Investments (HK) Limited | 2003–2004 |
| Joyce Po San Ip | Pioneer Global Investments (HK) Limited | 2003–2004 |
| Albert Chun Hong Sze | Pioneer Global Investments (HK) Limited | 2003–2004 |
| Ricky James Adkinson | Private Capital Limited | 2005–2006 |
| Philip Wheeler Stockton | Private Capital Limited | 2005–2006 |
| Deborah Helen Lancaster | Private Capital Limited | 2005–2006 |
| Edmunds Janis Lacis | Pioneer Global Investments (HK) Limited | 2003–2004 |
| Patrick Joseph Tuohy | Pioneer Global Investments (HK) Limited | 2003–2004 |
| David Wayne Wilkinson | Private Capital Limited | 2005 |
| David William Chapman | Private Capital Limited | 2005 |