Matthew Henry Donald
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Henry Donald, a licensed former licensee with CE reference ACQ856. This person has 14.9 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-22 | 2018-02-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2017-09-22 | 2018-02-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2017-09-22 | 2018-02-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2017-09-22 | 2018-02-05 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 7 - Providing automated trading services | 2013-07-23 | 2017-09-22 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 2 - Dealing in futures contracts | 2010-11-30 | 2017-09-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-04-07 | 2017-09-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-01 | 2017-09-22 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 - Dealing in securities | 2005-06-01 | 2017-09-22 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 2 - Dealing in futures contracts | 2005-06-01 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 7 - Providing automated trading services | 2005-06-01 | 2013-07-23 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 7 - Providing automated trading services | 2005-06-01 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-01 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-06-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-06-01 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-06-01 |