Hong Wen Deng
鄧鴻文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Wen Deng (鄧鴻文), a licensed former licensee with CE reference AJJ580. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-04-16 | 2013-08-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-22 | 2013-08-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2012-11-22 | 2013-08-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-02 | 2012-11-22 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-02 | 2012-11-22 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2007-10-25 | 2013-08-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-10-10 | 2013-04-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2007-09-10 | 2007-10-25 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-07-22 | 2007-07-31 |
| Standard Life Investments (Asia) Limited | Rep | Type 9 — Asset management | 2004-03-04 | 2007-07-31 |