Duncan Neil Davidson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duncan Neil Davidson ( ), a licensed former licensee with CE reference AFR872. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-01-06 | 2016-06-30 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2015-06-08 | 2016-06-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-06 | 2015-05-29 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-31 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-01-31 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2006-01-31 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-02 |