Hong Duan
段宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Duan (段宏), a licensed former licensee with CE reference ADE819. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-03 | 2022-04-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-21 | 2016-05-03 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2012-03-06 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2010-06-28 | 2010-12-30 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-24 | 2008-05-09 |
| RBS Securities (Far East) Limited |
RO | Type 1 — Dealing in securities | 2003-12-24 | 2005-01-05 |
| RBS Securities (Far East) Limited |
Rep | Type 1 — Dealing in securities | present | 2003-12-24 |